Page 4 of 6 SEC Filing Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned:
7,887,029 common shares
(b) Percent of class:
10.04%2
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote
7,887,029
(ii) Shared power to vote or to direct the vote
0
(iii) Sole power to dispose or to direct the disposition of
7,887,029
(iv) Shared power to dispose or to direct the disposition
of
0
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o. Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
Not applicable. Item 8. Identification and Classification of Members of the Group
Not applicable. Item 9. Notice of Dissolution of Group
Not applicable.
_______________________
2
Based on 78,564,901 common shares of the Issuer outstanding
as of February 5, 2016, as reported on the Issuer’s Form 10-K filed with the Commission on February 11, 2016.
Page 4 of 6
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Item 4. | Ownership | ||
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | |||
(a) | Amount beneficially owned: 7,887,029 common shares | ||
(b) | Percent of class: 10.04%2 | ||
(c) | Number of shares as to which the person has: | ||
(i) | Sole power to vote or to direct the vote 7,887,029 | ||
(ii) | Shared power to vote or to direct the vote 0 | ||
(iii) | Sole power to dispose or to direct the disposition of 7,887,029 | ||
(iv) | Shared power to dispose or to direct the disposition 0 | ||
Item 5. | Ownership of Five Percent or Less of a Class
| ||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o. | |||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person
| ||
Not applicable. | |||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
| ||
Not applicable. | |||
Item 8. | Identification and Classification of Members of the Group
| ||
Not applicable. | |||
Item 9. | Notice of Dissolution of Group
| ||
Not applicable. |
_______________________
2
Based on 78,564,901 common shares of the Issuer outstanding
as of February 5, 2016, as reported on the Issuer’s Form 10-K filed with the Commission on February 11, 2016.
Page 4 of 6 |