Page 7 of 13 – SEC Filing In addition, Advisors and GP III, pursuant to their authority under the limited partnership agreements of OPI III and/or Associates III, as more particularly referred to in Item 6 below, prior to the date of this filing, caused OPI III and Associates III, as applicable, together with certain other shareholders of the Issuer (collectively with OPI III and Associates III, the “Selling Shareholders”) to enter into agreements substantially in the form filed as Exhibit 4 to Amendment No. 1 to the Statement (the “Amended and Restated Carve-Out Agreements”) with the Issuer’s managing directors and certain of the Issuer’s supervisory directors and consultants (the “Beneficiaries”), as described in Item 6 below. (c) Seller Date of Transaction Transaction Number of Shares Price Per Share* OPI III March 17, 2016 Sold 56,264 $3.67 Associates III March 17, 2016 Sold 536 $3.67 OPI III March 18, 2016 Sold 67,557 $3.96 Associates III March 18, 2016 Sold 643 $3.96 OPI III March 21, 2016 Sold 38,781 $3.99 Associates III March 21, 2016 Sold 369 $3.99 OPI III March 22, 2016 Sold 69,217 $3.90 Associates III March 22, 2016 Sold 659 $3.90 OPI III March 23, 2016 Sold 18,127 $3.81 Associates III March 23, 2016 Sold 173 $3.81 OPI III March 24, 2016 Sold 99 $3.75 Associates III March 24, 2016 Sold 1 $3.75 OPI III March 28, 2016 Sold 78,057 $3.64 Associates III March 28, 2016 Sold 743 $3.64 OPI III March 29, 2016 Sold 14,882 $3.71 Associates III March 29, 2016 Sold 142 $3.71 OPI III March 30, 2016 Sold 100,434 $3.70 Associates III March 30, 2016 Sold 957 $3.70
*Except in the case of the shares sold on March 24, 2016, which were sold in a single block trade, the Price Per Share reported above is a weighted average price. The Shares were sold in multiple transactions at prices ranging from: $3.53 to $3.90 (March 17, 2016); $3.89 to $4.00 (March 18, 2016); $3.96 to $4.02 (March 21, 2016); $3.88 to $3.94 (March 22, 2016); $3.81 to $3.92 (March 23, 2016); $3.63 to $3.80 (March 28, 2016); $3.68 to $3.79 (March 29, 2016); and $3.66 to $3.88 (March 30, 2016). Upon request, the Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the Shares purchased at each separate price within the ranges set forth above. Except as disclosed in Item 3 and as previously disclosed in Amendment No. 4 to the Statement, the Reporting Persons have not effected any transactions in the Shares during the past sixty (60) days. (d) Not applicable. (e) Not applicable. Follow Affimed N.v. (NASDAQ:AFMD)
Follow Affimed N.v. (NASDAQ:AFMD)
We may use your email to send marketing emails about our services. Click here to read our privacy policy.
In addition, Advisors and GP III, pursuant to their authority under the limited partnership agreements of OPI III and/or Associates III, as more particularly referred to in Item 6 below, prior to the date of this filing, caused OPI III and Associates III, as applicable, together with certain other shareholders of the Issuer (collectively with OPI III and Associates III, the “Selling Shareholders”) to enter into agreements substantially in the form filed as Exhibit 4 to Amendment No. 1 to the Statement (the “Amended and Restated Carve-Out Agreements”) with the Issuer’s managing directors and certain of the Issuer’s supervisory directors and consultants (the “Beneficiaries”), as described in Item 6 below.
(c)
| Seller | Date of Transaction | Transaction | Number of Shares | Price Per Share* |
| OPI III | March 17, 2016 | Sold | 56,264 | $3.67 |
| Associates III | March 17, 2016 | Sold | 536 | $3.67 |
| OPI III | March 18, 2016 | Sold | 67,557 | $3.96 |
| Associates III | March 18, 2016 | Sold | 643 | $3.96 |
| OPI III | March 21, 2016 | Sold | 38,781 | $3.99 |
| Associates III | March 21, 2016 | Sold | 369 | $3.99 |
| OPI III | March 22, 2016 | Sold | 69,217 | $3.90 |
| Associates III | March 22, 2016 | Sold | 659 | $3.90 |
| OPI III | March 23, 2016 | Sold | 18,127 | $3.81 |
| Associates III | March 23, 2016 | Sold | 173 | $3.81 |
| OPI III | March 24, 2016 | Sold | 99 | $3.75 |
| Associates III | March 24, 2016 | Sold | 1 | $3.75 |
| OPI III | March 28, 2016 | Sold | 78,057 | $3.64 |
| Associates III | March 28, 2016 | Sold | 743 | $3.64 |
| OPI III | March 29, 2016 | Sold | 14,882 | $3.71 |
| Associates III | March 29, 2016 | Sold | 142 | $3.71 |
| OPI III | March 30, 2016 | Sold | 100,434 | $3.70 |
| Associates III | March 30, 2016 | Sold | 957 | $3.70 |
*Except in the case of the shares sold on March 24, 2016, which were sold in a single block trade, the Price Per Share reported above is a weighted average price. The Shares were sold in multiple transactions at prices ranging from: $3.53 to $3.90 (March 17, 2016); $3.89 to $4.00 (March 18, 2016); $3.96 to $4.02 (March 21, 2016); $3.88 to $3.94 (March 22, 2016); $3.81 to $3.92 (March 23, 2016); $3.63 to $3.80 (March 28, 2016); $3.68 to $3.79 (March 29, 2016); and $3.66 to $3.88 (March 30, 2016). Upon request, the Reporting Persons undertake to provide the Issuer, any security holder of the Issuer, or the SEC full information regarding the Shares purchased at each separate price within the ranges set forth above.
Except as disclosed in Item 3 and as previously disclosed in Amendment No. 4 to the Statement, the Reporting Persons have not effected any transactions in the Shares during the past sixty (60) days.
(d) Not applicable.
(e) Not applicable.
Follow Affimed N.v. (NASDAQ:AFMD)
Follow Affimed N.v. (NASDAQ:AFMD)
We may use your email to send marketing emails about our services. Click here to read our privacy policy.
