Activision Blizzard Inc. (ATVI) CEO Robert Kotick Reports 24.38% Stake

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Page 4 of 10 – SEC Filing
CUSIP No. 00507V109
 
Page 4 of 10 pages
1.
Name of Reporting Person
 
 
 
Robert A. Kotick
2.
Check the Appropriate Box if a Member of a Group
 
 
 
(a)  o
 

(b)  þ

 
3.
SEC Use Only
 
 
 
 
4.
Source of Funds 
 
 
 
SC, PF
5.
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(e) or 2(f)
 
 
 
£
6.
Citizenship or Place of Organization
 
 
 
USA
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
7.
Sole Voting Power
 
 
 
8,172,125 (1)
8.
Shared Voting Power
 
 
 
171,968,042 (2)
9.
Sole Dispositive Power
 
 
 
8,172,125 (1)
10.
Shared Dispositive Power
 
 
 
171,968,042 (2)
11.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
 
 
180,140,167
12.
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
 
 
 
o
13.
Percent of Class Represented by Amount in Row (11)
 
 
 
24.3% (3)
14.
Type of Reporting Person
 
 
 
IN
_______________
(1)
Of these shares of Common Stock, 3,479,398 shares, 34,350 shares represented by restricted share units scheduled to vest within 60 days and 3,962,998 options to purchase shares are held by 10122B Trust, of which Mr. Kotick is the trustee, 690,579 shares may be deemed to be beneficially owned by Mr. Kotick as controlling person of 1011 Foundation, Inc., as to which Mr. Kotick disclaims beneficial ownership, and 4,800 shares may be deemed to be beneficially owned by Mr. Kotick solely in his capacity as custodian of a UTMA account for the benefit of Mr. Kotick’s minor relative, as to which Mr. Kotick disclaims beneficial ownership.
   
(2)
These shares may be deemed to be beneficially owned by Mr. Kotick solely in his capacity as one of two controlling persons of ASAC II LLC.
   
(3)
Based on 742,224,989 shares of Common Stock outstanding, which includes 738,227,641 shares of Common Stock outstanding, 3,962,998 shares of Common Stock represented by options held by 10122B Trust and 34,350 shares represented by restricted share units scheduled to vest within 60 days held by 10122B Trust.

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