Page 5 of 9 – SEC Filing CUSIP No. 004225108 Page 5 of 9 Pages
1.
NAMES OF REPORTING PERSONS
Julian C. Baker
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨ 3.
SEC USE ONLY
4.
SOURCE OF FUNDS*
OO
5.
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ¨
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH 7.
SOLE VOTING POWER:
25,878,893 (1)
8.
SHARED VOTING POWER
9.
SOLE DISPOSITIVE POWER: 25,878,893 (1)
10.
SHARED DISPOSITIVE POWER:
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON: 25,878,893 (1)
12.
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ¨
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.6% (1)(2)
14.
TYPE OF REPORTING PERSON*
IN, HC
(1) Includes 3,125 shares of the common stock of the Issuer underlying options directly held by Julian C.
Baker, a principal of the Adviser and 56,000 shares of the common stock of the Issuer underlying options directly held by Dr. Stephen
R. Biggar, an employee of the Adviser.
(2) Based on 119,746,592 shares of the Issuer’s
common stock outstanding as of August 10, 2016, as reported in the Issuer’s Prospectus filed with the SEC on August 10,
2016.
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| CUSIP No. 004225108 | Page 5 of 9 Pages |
| 1. | NAMES OF REPORTING PERSONS Julian C. Baker | ||
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨ | ||
| 3. | SEC USE ONLY | ||
| 4. | SOURCE OF FUNDS* OO | ||
| 5. | CHECK | ||
| 6. | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER: | |
| 8. | SHARED VOTING POWER | ||
| 9. | SOLE DISPOSITIVE POWER: 25,878,893 (1) | ||
| 10. | SHARED DISPOSITIVE POWER: | ||
| 11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING | ||
| 12. | CHECK | ||
| 13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 21.6% (1)(2) | ||
| 14. | TYPE OF REPORTING PERSON* IN, HC | ||
| (1) | Includes 3,125 shares of the common stock of the Issuer underlying options directly held by Julian C. Baker, a principal of the Adviser and 56,000 shares of the common stock of the Issuer underlying options directly held by Dr. Stephen R. Biggar, an employee of the Adviser. |
| (2) | Based on 119,746,592 shares of the Issuer’s common stock outstanding as of August 10, 2016, as reported in the Issuer’s Prospectus filed with the SEC on August 10, 2016. |
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