Page 8 of 9 – SEC Filing
As disclosed in the Schedule 13D, 734 Investors entered into a margin loan agreement with
Rabo AgriFinance, Inc., as lender, on the terms described therein (the Credit Agreement). The Credit Agreement was subsequently amended through a series of amendments to reduce the overall commitment to $20 million, change
the interest rate to the one-month LIBOR rate plus 2.5%, and extend the maturity date to November 1, 2019, among other amendments. Any description of the Credit Agreement and the margin loan obtained
pursuant to the Credit Agreement is qualified in its entirety by reference to the full Credit Agreement, as amended, which is incorporated hereto by reference to such Credit Agreement as previously filed with the Schedule 13D, and the amendments
thereto as attached as Exhibits 5, 6, 7, and 8 to this Amendment No. 6.
Item 7. Material to be Filed as Exhibits.
Exhibit 1 Agreement pursuant to Rule 13d-1(k)
Exhibit 2 Nonqualified Option Agreement dated December 31, 2016 by and between Alico, Inc. and George R. Brokaw.
Exhibit 3 Nonqualified Option Agreement dated December 31, 2016 by and between Alico, Inc. and Remy W. Trafelet.
Exhibit 4 Nonqualified Option Agreement dated September 7, 2018 by and between Alico, Inc. and Remy W. Trafelet.
Exhibit 5 First Amendment to Credit Agreement by and between 734 Investors, LLC and Rabo AgriFinance, Inc., dated as of July 18,
2014.
Exhibit 6 Second Amendment to Credit Agreement by and between 734 Investors, LLC and Rabo AgriFinance, Inc., dated as of
June 8, 2015.
Exhibit 7 Third Amendment to Credit Agreement by and between 734 Investors, LLC and Rabo AgriFinance, Inc.,
dated as of August 29, 2017.
Exhibit 8 Fourth Amendment to Credit Agreement by and between 734 Investors, LLC and Rabo
AgriFinance, Inc., dated as of June 7, 2018.
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As disclosed in the Schedule 13D, 734 Investors entered into a margin loan agreement with
Rabo AgriFinance, Inc., as lender, on the terms described therein (the Credit Agreement). The Credit Agreement was subsequently amended through a series of amendments to reduce the overall commitment to $20 million, change
the interest rate to the one-month LIBOR rate plus 2.5%, and extend the maturity date to November 1, 2019, among other amendments. Any description of the Credit Agreement and the margin loan obtained
pursuant to the Credit Agreement is qualified in its entirety by reference to the full Credit Agreement, as amended, which is incorporated hereto by reference to such Credit Agreement as previously filed with the Schedule 13D, and the amendments
thereto as attached as Exhibits 5, 6, 7, and 8 to this Amendment No. 6.
Item 7. Material to be Filed as Exhibits.
Exhibit 1 Agreement pursuant to Rule 13d-1(k)
Exhibit 2 Nonqualified Option Agreement dated December 31, 2016 by and between Alico, Inc. and George R. Brokaw.
Exhibit 3 Nonqualified Option Agreement dated December 31, 2016 by and between Alico, Inc. and Remy W. Trafelet.
Exhibit 4 Nonqualified Option Agreement dated September 7, 2018 by and between Alico, Inc. and Remy W. Trafelet.
Exhibit 5 First Amendment to Credit Agreement by and between 734 Investors, LLC and Rabo AgriFinance, Inc., dated as of July 18,
2014.
Exhibit 6 Second Amendment to Credit Agreement by and between 734 Investors, LLC and Rabo AgriFinance, Inc., dated as of
June 8, 2015.
Exhibit 7 Third Amendment to Credit Agreement by and between 734 Investors, LLC and Rabo AgriFinance, Inc.,
dated as of August 29, 2017.
Exhibit 8 Fourth Amendment to Credit Agreement by and between 734 Investors, LLC and Rabo
AgriFinance, Inc., dated as of June 7, 2018.
