13G Filing: Wynnefield Capital and S&W Seed Company (SANW)

Item 1(a).

Name of Issuer:

S&W Seed Company.

Item 1(b).

Address of Issuer’s Principal Executive Offices:

802 N. Douty Street, Hanford, CA 93230

Item 2(a).

Name of Person Filing:

Wynnefield Partners Small Cap
Value, L.P. (“Partners”)

Wynnefield Partners Small Cap
Value, L.P. I (“Partners I”)

Wynnefield Small Cap Value Offshore
Fund, Ltd. (“Fund”)

Wynnefield Capital, Inc., Profit
Sharing Plan

Wynnefield Capital Management,
LLC (“WCM”)

Wynnefield Capital, Inc. (“WCI”)

Nelson Obus

Joshua Landes

Item 2(b).

Address of Principal Business Office or, if None, Residence:

450 Seventh Avenue, Suite 509, New York, New York 10123

Item 2(c).

Citizenship:

Partners and Partners I are
Delaware limited partnerships.

Fund is Cayman Islands company.

WCM is a New York limited liability
company.

WCI is a Delaware corporation.

The Plan is organized in Delaware.

Mr. Obus and Mr. Landes are United
States citizens.

Page 10 of 13 – SEC Filing

Item 1(a).	Name of Issuer: S&W Seed Company.
Item 1(b).	Address of Issuer’s Principal Executive Offices: 802 N. Douty Street, Hanford, CA 93230

Item 2(a).	Name of Person Filing: Wynnefield Partners Small Cap Value, L.P. (“Partners”) Wynnefield Partners Small Cap Value, L.P. I (“Partners I”) Wynnefield Small Cap Value Offshore Fund, Ltd. (“Fund”) Wynnefield Capital, Inc., Profit Sharing Plan Wynnefield Capital Management, LLC (“WCM”) Wynnefield Capital, Inc. (“WCI”) Nelson Obus Joshua Landes
Item 2(b).	Address of Principal Business Office or, if None, Residence: 450 Seventh Avenue, Suite 509, New York, New York 10123
Item 2(c).	Citizenship: Partners and Partners I are Delaware limited partnerships. Fund is Cayman Islands company. WCM is a New York limited liability company. WCI is a Delaware corporation. The Plan is organized in Delaware. Mr. Obus and Mr. Landes are United States citizens.