13G Filing: Weiss Asset Management and Nutraceutical International Corp (NUTR)

ITEM 4.   OWNERSHIP        

                          

WEISS ASSET MANAGEMENT*                                             

     (a) Amount Beneficially Owned:  809,587

                                    ——————————————-

     (b) Percent of Class:  8.76%                                               

                           —————————————————-

     (c) Number of shares as to which such person has:                         

                          

       (i)   sole power to vote or to direct the vote:   0                    

                                                        ———————–

       (ii)  shared power to vote or to direct the vote:  809,587

                                                          ———————

       (iii) sole power to dispose or to direct the disposition of:  0         

                                                                     ———-

       (iv)  shared power to dispose or to direct the disposition of: 809,587

                                                                      ———-                  

 

BIP GP*                                             

     (a) Amount Beneficially Owned:  155,679

                                    ——————————————-

     (b) Percent of Class:  1.68%                                               

                           —————————————————-

     (c) Number of shares as to which such person has:                         

                          

       (i)   sole power to vote or to direct the vote:   0                    

                                                        ———————–

       (ii)  shared power to vote or to direct the vote:  155,679

                                                          ———————

       (iii) sole power to dispose or to direct the disposition of:  0         

                                                                     ———-

       (iv)  shared power to dispose or to direct the disposition of: 155,679

                                                                      ———-                  

 

CMI GP*                                             

     (a) Amount Beneficially Owned:  558,491

                                    ——————————————-

     (b) Percent of Class:  6.04%                                               

                           —————————————————-

     (c) Number of shares as to which such person has:                         

                          

       (i)   sole power to vote or to direct the vote:   0                    

                                                        ———————–

       (ii)  shared power to vote or to direct the vote:  558,491

                                                          ———————

       (iii) sole power to dispose or to direct the disposition of:  0         

                                                                     ———-

       (iv)  shared power to dispose or to direct the disposition of: 558,491

                                                                      ———-                  

 

WAM GP*                                             

     (a) Amount Beneficially Owned:  809,587

                                    ——————————————-

     (b) Percent of Class:  8.76%                                            

                           —————————————————-

     (c) Number of shares as to which such person has: