13G Filing: Wampanoag Capital Llc and Azure Midstream Partners Lp (NYSE:AZUR)

Page 6 of 9 – SEC Filing


Item 4. Ownership
(a) Amount beneficially owned:

As of the date hereof, (i) Wampanoag Capital Partners Fund LP
holds and may be deemed to beneficially own 1,115,292 Common Units and (ii) Wampanoag Capital LLC, as the investment manager of Wampanoag Capital Partners Fund LP, and Richard Tosi, as the Sole Member of Wampanoag Capital LLC, may be deemed to
be the beneficial owner of 1,115,292 Common Units held by Wampanoag Capital Partners Fund LP.

(b) Percent of class:

The percentages used herein and in the rest of this Schedule 13G are
calculated based upon 11,284,341 Common Units reported to be outstanding in the Companys Quarterly Report on Form 10-Q on November 2, 2016. Therefore, as of the date hereof, based on the Companys outstanding Common Units held
by Wampanoag Capital Partners Fund LP, the Reporting Persons may be deemed to beneficially own approximately 9.88% of the outstanding Common Units.

The foregoing should not be construed in and of itself as an admission by Wampanoag Capital LLC or Richard Tosi as to the beneficial ownership
of the Common Units held by Wampanoag Capital Partners Fund LP.

(c) Number of Shares as to which the person has:
(i) sole power to vote or to direct the vote 0
(ii) shared power to vote or to direct the vote 1,115,292
(iii) sole power to dispose or to direct the disposition of 0
(iv) shared power to dispose or to direct the disposition of 1,115,292
Item 5. Ownership of Five Percent or Less of a Class

Not Applicable.

Item 6. Ownership of More Than Five Percent on Behalf of Another Person

See Item 4.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Not Applicable.

Item 8. Identification and Classification of Members of the Group

Not Applicable.

Item 9. Notice of Dissolution of Group

Not Applicable.

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