13G Filing: VIVO Capital VIII, LLC and Kadmon Holdings Inc (KDMN)

Item 1. (a)

Name of Issuer:

Kadmon
Holdings, Inc.

(b)

Address of Issuer’s Principal Executive Offices:

450
East 29th Street

New
York, New York 10016

 

Item 2. (a)

Name of Person Filing:

Vivo
Capital VIII, LLC

 

(b)

Address of Principal Business Office or, if None, Residence:

505
Hamilton Avenue, Suite 207, Palo Alto, CA 94301

 

(c)

Citizenship:

Vivo
Capital VIII, LLC is a Delaware limited liability company.

 

(d)

Title of Class of Securities:

 

Common
Stock

 

(e)

CUSIP Number:

 

48283N106

 

Item 3.

If This Statement is Filed Pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), Check Whether the Person Filing is a:

(a)

☐

Broker or dealer registered under Section 15 of the Act.

(b)

☐

Bank as defined in Section 3(a)(6) of the Act.

(c)

☐

Insurance company as defined in Section 3(a)(19) of the Act.

(d)

☐

Investment company registered under Section 8 of the Investment Company Act of 1940.

(e)

☐

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

(f)

☐

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

(g)

☐

A parent holding company or control person in accordance with § 240.13d-1(b)(l)(ii)(G);

(h)

☐

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

(i)

☐

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

(j)

☐

A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);

(k)

☐

Group, in accordance with § 240.13d-1(b)(l)(ii)(K).

If filing as a non-U.S. institution
in accordance with § 240.13d-1(b)(1(ii)(j), please specify the type of institution:
________________

Not Applicable.