13G Filing: Stanley Manne Trust and Iridex Corp (IRIX)

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Stanley Manne Trust ( 747,526 0 747,526 0 747,526 6.47%

Page 1 of 5 – SEC Filing

UNITED
STATES

SECURITIES
AND EXCHANGE COMMISSION

Washington,
D.C. 20549

 

SCHEDULE
13G

 

Under
the Securities Exchange Act of 1934

 

IRIDEX
CORPORATION

(Name of Issuer)

 

Common Stock,
$0.01 par value

(Title
of Class of Securities)

 

462684101

(CUSIP Number)

 

May 1, 2017

(Date
of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate
the rule pursuant to which this Schedule is filed:

 

o Rule
13d-1(b)
x Rule
13d-1(c)
o Rule
13d-1(d)

 

*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided
in a prior cover page.

 

The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).

Follow Iridex Corp (NASDAQ:IRIX)

Page 2 of 5 – SEC Filing

CUSIP No. 462684101 SCHEDULE
13G
 

1

Names
of Reporting Persons.

I.R.S. Identification Nos.
of above persons (entities only).

 

Stanley Manne Trust

 

(IRS Identification No. (Federal
Tax Identification Number): 107300271)

 

2

Check
the Appropriate Box if a Member of a Group

(See Instructions)

 

(a) o

(b) o

3

SEC
Use Only

 

4

Citizenship
or Place of Organization

 

Florida, United
States of America

 

 

Number of Shares
Beneficially
Owned by Each
Reporting Person
With:

5

Sole
Voting Power

747,526

6

Shared
Voting Power

0

7

Sole
Dispositive Power

747,526

8

Shared
Dispositive Power

0

9

Aggregate
Amount Beneficially Owned by Each Reporting Person

747,526

10 Check
if the Aggregate Amount in Row (9) Excludes Certain Shares  
(See Instructions)       o
11

Percent
of Class Represented by Amount in Row (9)

6.47%*

 

* The percentage reported in this Schedule 13G is calculated based on the number
of outstanding shares of Common Stock as of April 21, 2017 as set forth in the Issuer’s Form 10-Q filed with the
U.S. Securities and Exchange Commission on May 9, 2017, i.e. 11,544,981 shares of Common Stock
.

12

Type
of Reporting Person (See Instructions)

OO

2

Follow Iridex Corp (NASDAQ:IRIX)

Page 3 of 5 – SEC Filing

CUSIP No. 462684101 SCHEDULE
13G
 

Item 1.

 

(a) Name of Issuer:

Iridex
Corporation

  

(b) Address of Issuer’s
Principal Executive Offices:

 

1212 Terra Bella Avenue

Mountain
View

California
94043

 

Item 2.

 

(a) Name
of Person(s) Filing:

 

Stanley Manne Trust

 

(b) Address of Principal Business
Office or, if none, Residence:

 

3737 North East 214th Street

Aventura

Florida
33180

 

(c) Citizenship:

 

Florida, United States of America

 

(d) Title of Class of Securities:

 

Common
Stock, $0.01 par value

 

(e) CUSIP Number:

 

462684101

 

Item 3. If this statement is filed
pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

Not applicable.

3

Follow Iridex Corp (NASDAQ:IRIX)

Page 4 of 5 – SEC Filing

CUSIP No. 462684101 SCHEDULE
13G
 

 

Item 4. Ownership.
(a) Amount beneficially owned:

 

747,526
Common Stock

 

(b) Percent of class:

6.47%*

 

*The
percentage reported in this Schedule 13G is calculated based on the number of outstanding shares of Common Stock as of April 21,
2017 as set forth in the Issuer’s Form 10-Q filed with the U.S. Securities and Exchange Commission on May 9, 2017, i.e.
11,544,981 shares of Common Stock.

 

(c) Number of shares as to which
the Reporting Entity has:

 

(i) Sole power to vote or to
direct the vote:

747,526 Common Stock

 

(ii) Shared power to vote or to
direct the vote:

0

 

(iii) Sole power to dispose or
to direct the disposition of:

747,526
Common Stock

 

(iv) Shared power to dispose or
to direct the disposition of:

0

 

Item 5. Ownership of Five Percent
or Less of a Class.

If this statement
is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more
than 5 percent of the class of securities, check the following o.

 

Item 6. Ownership of More than
Five Percent on Behalf of Another Person

Not applicable.

 

Item 7. Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not applicable.

 

Item 8. Identification and Classification
of Members of the Group.

Not applicable.

 

Item 9. Notice of Dissolution
of Group.

Not applicable.

 

Item 10. Certification.

By
signing below, the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were
not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose
or effect.

4

Follow Iridex Corp (NASDAQ:IRIX)

Page 5 of 5 – SEC Filing

CUSIP No. 462684101 SCHEDULE
13G
 

SIGNATURE

 

After reasonable
inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement
is true, complete and correct.

 

Dated: May 23,
2017

Stanley Manne Trust
/s/ Stanley Manne
Name: Stanley Manne
Title: Trustee
5

Follow Iridex Corp (NASDAQ:IRIX)