Exa Corp (NASDAQ:EXA): George Soros’ Soros Fund Management filed an amended 13D.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
| Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
|---|---|---|---|---|---|---|
| SOROS FUND MANAGEMENT | 1,661,666 | 0 | 1,661,666 | 0 | 1,661,666 | 11.07% |
| GEORGE SOROS | 0 | 1,661,666 | 0 | 1,661,666 | 1,661,666 | 11.07% |
| ROBERT SOROS | 0 | 1,661,666 | 0 | 1,661,666 | 1,661,666 | 11.07% |
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Page 1 of 9 – SEC Filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
EXA
CORPORATION
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
300614500
(CUSIP Number)
September 11, 2017
(Date of Event which Requires Filing of this
Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The
information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Continued on following pages
Page 1 of 12 Pages
Exhibit Index: Page 9
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Page 2 of 9 – SEC Filing
| CUSIP NO. 300614500 | Page 2 of 12 Pages |
| 1. | Names of Reporting Persons SOROS FUND MANAGEMENT LLC | |||||
| 2. | Check the Appropriate Box If a a. ☐ b. ☒
| |||||
| 3. | SEC Use Only | |||||
| 4. | Citizenship or Place of DELAWARE | |||||
| Number of Shares Beneficially Owned By Each Reporting Person With | 5. | Sole Voting Power 1,661,666 | ||||
| 6. | Shared Voting Power 0 | |||||
| 7. | Sole Dispositive Power 1,661,666 | |||||
| 8. | Shared Dispositive Power 0 | |||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,661,666 | |||||
| 10. | Check Box If the Aggregate Amount ☐ | |||||
| 11. | Percent of Class Represented By 11.07% | |||||
| 12. | Type of Reporting Person (See OO | |||||
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Page 3 of 9 – SEC Filing
| CUSIP NO. 300614500 | Page 3 of 12 Pages |
| 1. | Names of Reporting Persons GEORGE SOROS | |||||
| 2. | Check the Appropriate Box If a a. ☐ b. ☒
| |||||
| 3. | SEC Use Only | |||||
| 4. | Citizenship or Place of UNITED STATES | |||||
| Number of Shares Beneficially Owned By Each Reporting Person With | 5. | Sole Voting Power 0 | ||||
| 6. | Shared Voting Power 1,661,666 | |||||
| 7. | Sole Dispositive Power 0 | |||||
| 8. | Shared Dispositive Power 1,661,666 | |||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,661,666 | |||||
| 10. | Check Box If the Aggregate Amount ☐ | |||||
| 11. | Percent of Class Represented By 11.07% | |||||
| 12. | Type of Reporting Person (See IN | |||||
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Page 4 of 9 – SEC Filing
| CUSIP NO. 300614500 | Page 4 of 12 Pages |
| 1. | Names of Reporting Persons ROBERT SOROS | |||||
| 2. | Check the Appropriate Box If a a. ☐ b. ☒
| |||||
| 3. | SEC Use Only | |||||
| 4. | Citizenship or Place of UNITED STATES | |||||
| Number of Shares Beneficially Owned By Each Reporting Person With | 5. | Sole Voting Power 0 | ||||
| 6. | Shared Voting Power 1,661,666 | |||||
| 7. | Sole Dispositive Power 0 | |||||
| 8. | Shared Dispositive Power 1,661,666 | |||||
| 9. | Aggregate Amount Beneficially Owned by Each Reporting Person 1,661,666 | |||||
| 10. | Check Box If the Aggregate Amount ☐ | |||||
| 11. | Percent of Class Represented By 11.07% | |||||
| 12. | Type of Reporting Person (See IN | |||||
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Page 5 of 9 – SEC Filing
| CUSIP NO. 300614500 | Page 5 of 12 Pages |
| Item 1(a). | Name of Issuer: | |
| Exa Corporation (the Issuer). | ||
| Item 1(b). | Address of the Issuers Principal Executive Offices: | |
| 55 Network Drive | ||
| Burlington, MA 01803 | ||
| Item 2(a). | Name of Person Filing | |
| The Statement is filed on behalf of each of the following persons (collectively, the Reporting Persons): | ||
| i) Soros Fund Management LLC (SFM ii) George Soros; and iii) Robert | ||
| This statement relates to Shares (as defined herein) held for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership (Quantum Partners). SFM LLC serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares, held for the account of Quantum Partners. George Soros serves as Chairman and Manager of SFM LLC and Robert Soros serves as Manager of SFM LLC. | ||
| Item 2(b). | Address of Principal Business Office or, if None, Residence: | |
| The address of the principal business office of each of the Reporting Persons is 250 West 55th Street, 38th Floor, New York, NY 10019. | ||
| Item 2(c). | Citizenship: | |
| i) SFM LLC is a Delaware limited liability ii) George Soros is a United States citizen; and iii) Robert Soros is | ||
| Item 2(d). | Title of Class of Securities: | |
| Common Stock, $0.001 par value (the Shares). | ||
| Item 2(e). | CUSIP Number: | |
| 300614500 | ||
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Page 6 of 9 – SEC Filing
| CUSIP NO. 300614500 | Page 6 of 12 Pages |
| Item 3. | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: | |||
| This Item 3 is not applicable. | ||||
| Item 4. | Ownership: | |||
| Item 4(a). | Amount Beneficially Owned: | |||
| As of the date hereof, each of the Reporting Persons may be deemed to be the beneficial owner of 1,661,666 Shares. | ||||
| Item 4(b). | Percent of Class: | |||
| As of the date hereof, each of the Reporting Persons may be deemed to be the beneficial owner of approximately 11.07% of the total number of Shares outstanding. | ||||
| Item 4(c). | Number of shares as to which such person has: | |||
| SFM LLC | ||||
| (i) Sole power to vote or direct the vote | 1,661,666 | |||
| (ii) Shared power to vote or to direct the vote | 0 | |||
| (iii) Sole power to dispose or to direct the disposition of | 1,661,666 | |||
| (iv) Shared power to dispose or to direct the disposition of | 0 | |||
| George Soros | ||||
| (i) Sole power to vote or direct the vote | 0 | |||
| (ii) Shared power to vote or to direct the vote | 1,661,666 | |||
| (iii) Sole power to dispose or to direct the disposition of | 0 | |||
| (iv) Shared power to dispose or to direct the disposition of | 1,661,666 | |||
| Robert Soros | ||||
| (i) Sole power to vote or direct the vote | 0 | |||
| (ii) Shared power to vote or to direct the vote | 1,661,666 | |||
| (iii) Sole power to dispose or to direct the disposition of | 0 | |||
| (iv) Shared power to dispose or to direct the disposition of | 1,661,666 | |||
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Page 7 of 9 – SEC Filing
| CUSIP NO. 300614500 | Page 7 of 12 Pages |
| Item 5. | Ownership of Five Percent or Less of a Class: | |
| This Item 5 is not applicable. | ||
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person: | |
| The partners of Quantum Partners are entitled to receive, or have the power to direct, the receipt of dividends from or the proceeds of sales of the Shares held for the account of Quantum Partners, in accordance with their ownership interests in Quantum Partners. | ||
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: | |
| This Item 7 is not applicable. | ||
| Item 8. | Identification and Classification of Members of the Group: | |
| This Item 8 is not applicable. | ||
| Item 9. | Notice of Dissolution of Group: | |
| This Item 9 is not applicable. | ||
| Item 10. | Certification: | |
| By signing below each of the Reporting Persons certifies that, to the best of such persons knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | ||
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Page 8 of 9 – SEC Filing
| CUSIP NO. 300614500 | Page 8 of 12 Pages |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this
statement is true, complete and correct.
| Date: September 13, 2017 | SOROS FUND MANAGEMENT LLC | |||||
| By: | /s/ Regan ONeill | |||||
| Regan ONeill | ||||||
| Assistant General Counsel | ||||||
| Date: September 13, 2017 | GEORGE SOROS | |||||
| By: | /s/ Regan ONeill | |||||
| Regan ONeill | ||||||
| Attorney-in-Fact | ||||||
| Date: September 13, 2017 | ROBERT SOROS | |||||
| By: | /s/ Regan ONeill | |||||
| Regan ONeill | ||||||
| Attorney-in-Fact | ||||||
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Page 9 of 9 – SEC Filing
| CUSIP NO. 300614500 | Page 9 of 12 Pages |
EXHIBIT INDEX
| Page No. | ||||||
| A. | Joint Filing Agreement, dated as of September 13, 2017, by and among Soros Fund Management LLC, George Soros, and Robert Soros | 10 | ||||
| B. | Power of Attorney, dated as of November 24, 2015, granted by George Soros in favor of Maryann Canfield, Jodye Anzalotta, Jay Schoenfarber, Thomas OGrady, Regan ONeill and Robert Soros | 11 | ||||
| C. | Power of Attorney, dated as of November 30, 2015, granted by Robert Soros in favor of Maryann Canfield, Jodye Anzalotta, Jay Schoenfarber, Thomas OGrady and Regan ONeill | 12 | ||||
