13G Filing: Soros Fund Management and Exa Corp (EXA)

Page 6 of 9 – SEC Filing


CUSIP NO.  300614500    Page
6
of 12 Pages

 

Item 3.   If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check
whether the person filing is a:
  This Item 3 is not applicable.
Item 4.   Ownership:
Item 4(a).   Amount Beneficially Owned:
  As of the date hereof, each of the Reporting Persons may be deemed to be the beneficial owner of 1,661,666 Shares.
Item 4(b).   Percent of Class:
  As of the date hereof, each of the Reporting Persons may be deemed to be the beneficial owner of approximately 11.07% of the total number of Shares
outstanding.
Item 4(c).   Number of shares as to which such person has:
  SFM LLC   
 

(i)     Sole power to vote or direct the vote

   1,661,666
 

(ii)    Shared power to vote or to direct the vote

   0
 

(iii)  Sole power to dispose or to direct the disposition of

   1,661,666
 

(iv)   Shared power to dispose or to direct the disposition of

   0
  George Soros   
 

(i)     Sole power to vote or direct the vote

   0
 

(ii)    Shared power to vote or to direct the vote

   1,661,666
 

(iii)  Sole power to dispose or to direct the disposition of

   0
 

(iv)   Shared power to dispose or to direct the disposition of

   1,661,666
  Robert Soros   
 

(i)     Sole power to vote or direct the vote

   0
 

(ii)    Shared power to vote or to direct the vote

   1,661,666
 

(iii)  Sole power to dispose or to direct the disposition of

   0
 

(iv)   Shared power to dispose or to direct the disposition of

   1,661,666

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