13G Filing: Sabby Capital and Northwest Biotherapeutics Inc (NWBO)

Page 6 of 9 – SEC Filing

Sabby Healthcare Master Fund, Ltd.

(i)
Sole power to vote or to direct the vote
0
,(ii)
Shared power to vote or to direct the vote
14,977,782
,(iii)
Sole power to dispose or to direct the disposition of
0
,(iv)
Shared power to dispose or to direct the disposition of
14,977,782
.Sabby Volatility Warrant Master Fund, Ltd.

(i)
Sole power to vote or to direct the vote
0
,(ii)
Shared power to vote or to direct the vote
7,575,877
,(iii)
Sole power to dispose or to direct the disposition of
0
,(iv)
Shared power to dispose or to direct the disposition of
7,575,877
.Sabby Management, LLC

(i)
Sole power to vote or to direct the vote
0
, (ii)
Shared power to vote or to direct the vote
22,553,659
, (iii)
Sole power to dispose or to direct the disposition of
0
, (iv)
Shared power to dispose or to direct the disposition of
22,553,659
.Hal Mintz

(i)
Sole power to vote or to direct the vote
0
, (ii)
Shared power to vote or to direct the vote
22,553,659
,