13G Filing: Sabby Capital and Northwest Biotherapeutics Inc (NWBO)

Page 6 of 9 – SEC Filing

Sabby Healthcare Master Fund, Ltd.

(i)
Sole power to vote or to direct the vote
0
,(ii)
Shared power to vote or to direct the vote
15,761,350
,(iii)
Sole power to dispose or to direct the disposition of
0
,(iv)
Shared power to dispose or to direct the disposition of
15,761,350
.Sabby Volatility Warrant Master Fund, Ltd.

(i)
Sole power to vote or to direct the vote
0
,(ii)
Shared power to vote or to direct the vote
11,396,828
,(iii)
Sole power to dispose or to direct the disposition of
0
,(iv)
Shared power to dispose or to direct the disposition of
11,396,828
.Sabby Management, LLC

(i)
Sole power to vote or to direct the vote
0
, (ii)
Shared power to vote or to direct the vote
15,761,350
, (iii)
Sole power to dispose or to direct the disposition of
0
, (iv)
Shared power to dispose or to direct the disposition of
15,761,350
.Hal Mintz

(i)
Sole power to vote or to direct the vote
0
, (ii)
Shared power to vote or to direct the vote
15,761,350
,