13G Filing: Sabby Capital and Axsome Therapeutics Inc (AXSM)

Page 6 of 9 – SEC Filing

Sabby Healthcare Master Fund, Ltd.

(i)
Sole power to vote or to direct the vote
0
,(ii)
Shared power to vote or to direct the vote
704,000
,(iii)
Sole power to dispose or to direct the disposition of
0
,(iv)
Shared power to dispose or to direct the disposition of
704,000
.Sabby Volatility Warrant Master Fund, Ltd.

(i)
Sole power to vote or to direct the vote
0
,(ii)
Shared power to vote or to direct the vote
704,000
,(iii)
Sole power to dispose or to direct the disposition of
0
,(iv)
Shared power to dispose or to direct the disposition of
704,000
.Sabby Management, LLC

(i)
Sole power to vote or to direct the vote
0
, (ii)
Shared power to vote or to direct the vote
1,408,000
, (iii)
Sole power to dispose or to direct the disposition of
0
, (iv)
Shared power to dispose or to direct the disposition of
1,408,000
.Hal Mintz

(i)
Sole power to vote or to direct the vote
0
, (ii)
Shared power to vote or to direct the vote
1,408,000
,