13G Filing: Rosalind Advisors, Inc. and Zosano Pharma Corp (NASDAQ:ZSAN)

Page 8 of 9 – SEC Filing

         
CUSIP No. 98979H103   13
G/A
  Page
8 of 9 Pages
         
         
  (c)                            Number
of shares as to which the person has:  
      (i)

Shared
power to vote or to direct the vote  

Rosalind
Advisors, Inc. – 2,083,100

Rosalind
Master Fund L.P. – 584,761

Rosalind
Capital Partners L.P. – 1,498,339

Steven
Salamon – 2,083,100

         
      (ii) Sole
power to dispose or to direct the disposition of  – 0
         
      (iii)

Shared
power to dispose or to direct the disposition of  

Rosalind
Advisors, Inc. – 2,083,100

Rosalind
Master Fund L.P. – 584,761

Rosalind
Capital Partners L.P. – 1,498,339

Steven
Salamon – 2,083,100

                   

Instruction.
For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).

Item 5. Ownership
of Five Percent or Less of a Class.

If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following  o.

Instruction.
Dissolution of a group requires a response to this item.

Item 6. Ownership
of More than Five Percent on Behalf of Another Person.
Item
7
– 9.
Not
Applicable

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