13G Filing: Robert F Mangano and 1St Constitution Bancorp (NASDAQ:FCCY)

Page 4 of 6 – SEC Filing

(e)
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)
A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G);
(h)
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
(j)
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
(k)
Group, in accordance with §240.13d-1(b)(1)(ii)(K.)
Item 4.        Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a)    Amount beneficially owned:
506,207(1) 
(b)    Percent of class:
6.3% (2) 
(c)    Number of shares as to which such person has:
(i)    Sole power to vote or to direct the vote
506,207(1) 
(ii)    Shared power to vote or to direct the vote
0
(iii)    Sole power to dispose or to direct the disposition of
496,362(3) 
(iv)    Shared power to dispose or to direct the disposition of
0
(1)
Includes (i) 437,885 shares owned directly by the reporting person, (ii) options to purchase 41,034 shares of Issuer common stock that are currently exercisable or that will become exercisable within 60 days after December 31, 2016 and (iii) 27,288 shares
4
 

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