13G Filing: QVT Financial and pdvWireless, Inc. (PDVW)

Page 5 of 9 SEC Filing


Item 1(a).

Name of Issuer
pdvWireless, Inc. (the Issuer)

Item 1(b).

Address of Issuers Principal Executive Offices
The address of the Issuers principal executive offices is:
3 Garret Mountain Plaza, Suite 401, Woodland Park, New Jersey, 07424, United States

Item 2(a).

Name of Person Filing

Item 2(b).

Address of Principal Business Office or, if none, Residence

Item 2(c).

Citizenship

QVT Financial LP

1177 Avenue of the Americas, 9th Floor

New York, New York 10036

Delaware Limited Partnership

QVT Financial GP LLC

1177 Avenue of the Americas, 9th Floor

New York, New York 10036

Delaware Limited Liability Company

QVT Associates GP LLC

1177 Avenue of the Americas, 9th Floor

New York, New York 10036

Delaware Limited Liability Company

Item 2(d).

Title of Class of Securities
Common stock, $0.0001 par value per share (the Common Stock).

Item 2(e).

CUSIP Number
The CUSIP number of the Common Stock is 69290R104.

Item 3.     

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) [    ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b) [    ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [    ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) [    ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) [    ] An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

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