13G Filing: QVT Financial and pdvWireless, Inc. (PDVW)

Page 2 of 9 SEC Filing


CUSIP No. 69290R104
  1. 

Names of
Reporting Persons.

QVT Financial LP

  2.

Check the Appropriate Box if a Member
of a Group (See Instructions)

(a)  ¨        (b)  x

  3.

SEC Use Only

  4.

Citizenship or Place of
Organization

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

5. 

Sole Voting Power

0

6.

Shared Voting Power

864,301

7.

Sole Dispositive Power

0

8.

Shared Dispositive Power

864,301

  9.

Aggregate Amount Beneficially Owned by Each Reporting Person

864,301

10.

Check if the Aggregate Amount in Row
(9) Excludes Certain Shares (See Instructions)   ¨

11.

Percent of Class Represented by Amount
in Row (9)

6.05%

12.

Type of Reporting Person (See
Instructions)

PN

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