13G Filing: Point State Capital and Peabody Energy Corp (BTU)

ITEM 2(e)

CUSIP NO.:

Common Shares: 704551 308 and 704551 100

Preferred Shares: 704551 209 and 704551 407

ITEM 3.

IF THIS STATEMENT IS FILED PURSUANT TO §240.13d-1(b) or §240.13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:

N/A

ITEM 4.

OWNERSHIP:

The Funds are the direct holders of 8,329,980 Common Shares.

In connection with its emergence out of its Chapter 11 bankruptcy cases, as previously disclosed by the Company in its Current Report on Form 8-K filed April 3, 2017, the Company issued Common Shares, Preferred Shares convertible into Common Shares, and warrants convertible into Common Shares to various parties, including the Funds.

The information in Items 5 through 9 and Item 11 (and footnote thereto) on the cover pages to this Schedule 13G is hereby incorporated by reference.

ITEM 5.

OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:

On April 7, 2017, the Funds converted all Preferred Shares held by them into Common Shares and each of the Reporting Persons filing this statement in respect of Preferred Shares thereby ceased to be a beneficial owner of more than 5% of the Preferred Shares.

ITEM 6.

OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:

The Funds have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of the Company securities held by them; except as set forth herein, the interest of any one such Fund does not exceed 5% of the Common Shares or Preferred Shares.

ITEM 7.

IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON:

The information in Items 2 and 4 is hereby incorporated by reference.

ITEM 8.

IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:

N/A

ITEM 9.

NOTICE OF DISSOLUTION OF GROUP:

N/A

ITEM 10.

CERTIFICATION:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.