13G Filing: Perella Weinberg Partners and Nanosphere Inc (NSPH)

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Page 10 of 15 SEC Filing

 

CUSIP No. 63009F204

SCHEDULE 13G

 

 

 

1.

Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (Entities Only)

David Schiff

 

 

2.

Check the Appropriate Box if a Member of a Group

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
900,000

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
900,000

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
900,000

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares   o

 

 

11.

Percent of Class Represented by Amount in Row (9)
6.9% (9)

 

 

12.

Type of Reporting Person
IN

 


(9)  The reporting person is the beneficial owner of a warrant to purchase shares of the issuers common stock and would be entitled to receive 900,000 shares of the issuers common stock if the warrants were exercised in full, which would constitute approximately 6.9% of the issuers then outstanding common stock following the issuance of 900,000 additional shares of the issuers common stock in respect of the fully-exercised warrants.  The percentage calculation assumes that there are currently 12,170,248 outstanding shares of the issuers common stock, based on the issuers Form S-3 as filed with the SEC on February 24, 2016.

 

10


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