13G Filing: Perceptive Advisors and Neptune Technologies & Bioressources Inc. (NEPT)

Page 5 of 8 – SEC Filing


Item 1(a). Name of Issuer:

Neptune Technologies & Bioressources Inc. (the
Issuer)

Item 1(b). Address of Issuers Principal Executive Offices:

545 Promende du
Centropolis

Suite 100

Laval, Québec

Canada H7T
0A3

Item 2(a). Names of Persons Filing:

The names of the persons filing this report
(collectively, the Reporting Persons) are:

Perceptive Advisors LLC (Perceptive Advisors)

Joseph Edelman (Mr. Edelman)

Perceptive Life Sciences Master Fund, Ltd. (the Master Fund)

Item 2(b). Address of Principal Business Office or, if None, Residence:

The address of the
principal business office of each of the Reporting Persons is:

51 Astor Place, 10th Floor

New York, NY 10003

Item 2(c). Citizenship:

Perceptive Advisors is a Delaware limited liability company

Mr. Edelman is a United States citizen

The Master Fund is a Cayman Islands corporation

Item 2(d). Title of Class of Securities:

Common Shares (Common
Stock)

Item 2(e). CUSIP Number:

64077P 10 8

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is
a:

Not applicable.

Item 4. Ownership.

The information required by this item with respect to each Reporting
Person is set forth in Rows 5 through 9 and 11 of the cover page to this Schedule 13G. The ownership percentages reported are based on 78,655,212 outstanding shares of Common Stock, as reported in the Issuers Form 6-K filed on November 14, 2017.

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