13G Filing: Perceptive Advisors and Kadmon Holdings Inc. (KDMN)

(a)

o

Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b)

o

Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)

o

Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d)

o

Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

(e)

x

An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

o

An
employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

o

A
parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

(h)

o

A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

o

A
church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);

(j)

o

Group,
in accordance with §240.13d-1(b)(1)(ii)(J).


Item 1.
	(a)	Name of Issuer:	Kadmon Holdings, Inc.
	(b)	Address of Issuer’s Principal Executive Offices:			450 East 29^th Street New York, New York 10016

Item 2.
	(a)	Name of Person Filing:		This Schedule 13G (the “Schedule”) is being filed with respect to shares of Common Stock (as defined below) of Kadmon Holdings, Inc. (the “Issuer”) which are beneficially owned by Perceptive Advisors LLC, Joseph Edelman and Perceptive Life Sciences Master Fund, Ltd. (together, the “Reporting Persons”). See Item 4 below.
	(b)	Address of Principal Business Office or, if none, Residence:				51 Astor Place, 10^th Floor New York, NY 10003
	(c)	Citizenship:		Perceptive Advisors LLC is a Delaware limited liability company, Perceptive Life Sciences Master Fund, Ltd. is a Cayman Islands corporation and Joseph Edelman is a United States Citizen.
	(d)	Title of Class of Securities:		Common Stock
	(e)	CUSIP Number:		48283N106

13G Filing: Perceptive Advisors and Kadmon Holdings Inc. (KDMN)

Published on March 21, 2017 at 10:09 am by Insider Monkey Staff in Hedge Funds

Page 5 of 8 – SEC Filing

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