13G Filing: Perceptive Advisors and Histogenics Corp (HSGX)

Page 2 of 8 – SEC Filing


CUSIP No. 43358V 10 9

  1

NAMES OF
REPORTING PERSONS

Perceptive Advisors LLC

  2

CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☐

  3

SEC USE
ONLY

  4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF

SHARES

 BENEFICIALLY

OWNED
BY

EACH

REPORTING

PERSON

WITH:

  5

SOLE VOTING POWER

0

  6

SHARED VOTING
POWER

2,203,277

  7

SOLE DISPOSITIVE
POWER

0

  8

SHARED DISPOSITIVE
POWER

2,203,277

  9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING PERSON

2,203,277

10

CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

11

PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9

8.8%

12

TYPE OF
REPORTING PERSON (SEE INSTRUCTIONS)

IA

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