13G Filing: Partner Fund Management and Puma Biotechnology Inc. (PBYI)

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CUSIP No. 74587V107 13G Page 8 of 13 Pages
Item 1(a) Name of Issuer

Puma Biotechnology, Inc.

 

Item 1(b) Address of Issuer’s Principal Executive Offices
10880 Wilshire Boulevard, Suite 2150, Los Angeles, California 90024

 

Item 2(a) Name of Person Filing
This Schedule 13G is being jointly filed by Partner Fund Management, L.P. (“PFM”), Partner Fund Management GP, LLC
(“PFM-GP”), Partner Investment Management, L.P. (“PIM”), Partner Investment Management GP, LLC (“PIM-GP”),
Brian D. Grossman (“Grossman”) and Christopher M. James (“James” and, collectively with PFM, PFM-GP, PIM,
PIM-GP and Grossman, the “Reporting Persons”) with respect to shares of common stock (and options to purchase common stock) of the above-named issuer owned by PFM Healthcare Emerging Growth Master Fund,
L.P., a Cayman Islands limited partnership (“HEGM”), PFM Global Long Alpha Master Fund, L.P., a Cayman Islands limited
partnership (“GLAM”), PFM Healthcare Master Fund, L.P., a Cayman Islands limited partnership (“HCM”),
PFM Healthcare Opportunities Master Fund, L.P., a Cayman Islands limited partnership (“HCOPP”), PFM Healthcare Long
Master Fund, L.P., a Cayman Islands limited partnership (“HCLM”), PFM Oncology Opportunities Master Fund, L.P., a
Cayman Islands limited partnership (“ONCOPP”), PFM Diversified Master Fund, L.P., a Cayman Islands limited partnership
(“DM”), PFM Diversified Institutional Master Fund, L.P., a Cayman Islands limited partnership (“DI”),
PFM Healthcare Principals Fund, L.P., a Delaware limited partnership (“HCP”), and PFM Diversified Principals Fund,
L.P., a Delaware limited partnership (“DP” and, collectively with HEGM, GLAM, HCM, HCOPP, HCLM, ONCOPP, DM, DI and
HCP, the “Funds”).
PFM is the investment advisor for HEGM, GLAM, HCM, HCOPP, HCLM, ONCOPP, DM and DI. PIM is the investment advisor for HCP and
DP. PFM-GP and PIM-GP are, respectively, the general partners of PFM and PIM. Grossman is the portfolio manager for the health
care strategy for the Funds. James is the portfolio manager for the diversified strategy for the Funds. Grossman and James are
co-managing members of PFM-GP and PIM-GP.
The filing of this statement shall not be construed as an admission that any of the Reporting Persons is the beneficial owner
of any securities covered by the statement other than the securities actually owned by such person (if any).

 

Item 2(b) Address of Principal Business Office
The address of the principal business office of each of the Reporting Persons is c/o Partner Fund Management, L.P., 4 Embarcadero
Center, Suite 3500, San Francisco, CA 94111.
Item 2(c) Citizenship
Each of PFM and PIM is organized as a limited partnership under the laws of the State of Delaware. Each of PFM-GP and PIM-GP is
organized as a limited liability company under the laws of the State of Delaware. Each of Grossman and James is a U.S. citizen.

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