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13G Filing: Partner Fund Management and Puma Biotechnology Inc. (PBYI)

Published on June 6, 2017 at 4:26 pm by Insider Monkey Staff in Hedge Funds

Page 10 of 13

Page 10 of 13 – SEC Filing

CUSIP No. 74587V107

13G

Page 10 of 13 Pages

Item 4

Ownership

A.

Partner Fund Management, L.P. and Partner Fund Management
GP, LLC

(a)

PFM and PFM-GP may be deemed to beneficially own 2,971,970 shares of Common Stock.

(b)

The number of shares PFM and PFM-GP may be deemed to beneficially own constitutes approximately 8.0%
of the Common Stock outstanding.

(c)

Number of shares as to which such person has:

(i)

sole power to vote or to direct the vote: 0

(ii)

shared power to vote or to direct the vote: 2,971,970

(iii)

sole power to dispose or to direct the disposition of: 0

(iv)

shared power to dispose or to direct the disposition of: 2,971,970

B.

Partner Investment Management, L.P. and Partner Investment Management GP, LLC

(a)

PIM and PIM-GP may be deemed to beneficially own 49,866 shares of Common Stock.

(b)

The number of shares PIM and PIM-GP may be deemed to beneficially own constitutes approximately 0.1%
of the Common Stock outstanding.

(c)

Number of shares as to which such person has:

(i)

sole power to vote or to direct the vote: 0

(ii)

shared power to vote or to direct the vote: 49,866

(iii)

sole power to dispose or to direct the disposition of: 0

(iv)

shared power to dispose or to direct the disposition of:
49,866

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Page 10 of 13

NYSE:PBYI SEC 13G Filing Partner Fund Management Puma Biotechnology Inc (PBYI)