13G Filing: Partner Fund Management and Aerie Pharmaceuticals Inc (AERI)

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Page 10 of 13 – SEC Filing

 

CUSIP No. 00771V108 13G Page
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Item 4 Ownership
A. Partner Fund Management, L.P. and Partner Fund Management
GP, LLC
(a) PFM and PFM-GP may be deemed to beneficially own 2,210,020 shares of Common Stock.
(b) The number of shares PFM and PFM-GP may be deemed to beneficially own constitutes approximately 6.2%
of the Common Stock outstanding.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: 2,210,020
(iii) sole power to dispose or to direct the disposition of: 0
(iv) shared power to dispose or to direct the disposition of: 2,210,020
B. Partner Investment Management, L.P. and Partner Investment Management GP, LLC
(a) PIM and PIM-GP may be deemed to beneficially own 32,071 shares of Common Stock.
(b) The number of shares PIM and PIM-GP may be deemed to beneficially own constitutes approximately 0.1%
of the Common Stock outstanding.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: 32,071
(iii) sole power to dispose or to direct the disposition of: 0
(iv) shared power to dispose or to direct the disposition of: 32,071

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