13G Filing: Park West Asset Management and Upland Software Inc. (UPLD)

Item 3. If This Statement Is Filed Pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the Person Filing is a:

Not Applicable.

Item 4. Ownership: As
reported in the cover pages to this report, the ownership information with respect to PWAM and Mr. Park is as follows:

(a) Amount Beneficially Owned:

2,040,520*

(b) Percent of Class:

9.8%*

(c) Number of Shares as to which such person has:

(i) Sole power to vote or to direct the vote:

0

(ii) Shared power to vote or to direct the vote:

2,040,520*

(iii) Sole power to dispose or to direct the disposition of:

0

(iv) Shared power to dispose or to direct the disposition of:

2,040,520*

Page 6 of 10 – SEC Filing

As reported in the cover pages to this report, the ownership information with respect to PWIMF is as follows:

	(a)	Amount Beneficially Owned:	1,819,162*

	(b)	Percent of Class:	8.8%*

	(c)	Number of Shares as to which the person has:

(i)	Sole power to vote or to direct the vote:	0

(ii)	Shared power to vote or to direct the vote	1,819,162*

(iii)	Sole power to dispose or to direct the disposition of:	0

(iv)	Shared power to dispose or to direct the disposition of	1,819,162*

Item 2(e). CUSIP No.:
	91544A109