Peter S. Park‘s Park West Asset Management has recently disclosed its position in Sientra Inc (NASDAQ:SIEN) via a 13G filing with the Securities and Exchange Commission. According to the filing, Park West Asset Management owns a 5% stake in Sientra Inc (NASDAQ:SIEN). The position is passive by nature and amasses 904,600 shares of the company’s common stock. Park West did not report holding shares of Sientra in its last 13F filing for the end of September, 2015.
You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Park West Asset Management LLC | 904,600 | 0 | 904,600 | 0 | 904,600 | 5.0% |
Peter S. Park | 904,600 | 0 | 904,600 | 0 | 904,600 | 5.0% |
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Page 1 of 5 SEC Filing
SECURITIES AND EXCHANGE COMMISSION
SIENTRA, INC. |
(Name of Issuer) |
COMMON STOCK, $0.01 PAR VALUE PER SHARE |
(Title of Class of Securities) |
82621J105 |
(CUSIP Number) |
January 12, 2016 |
(Date of Event Which Requires Filing of this Statement) |
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Page 2 of 5 SEC Filing
CUSIP No. 82621J105 | ||
(1) | Names of Reporting Persons Park West Asset Management LLC | |
(2) | Check the Appropriate Box if a Member of a Group (See Instructions) | (a) ¨ (b) ¨ |
(3) | SEC Use Only | |
(4) | Citizenship or Place of Organization Delaware |
Number of Shares Beneficially Owned by Each Reporting Person With: | (5) Sole Voting Power | 904,600* |
(6) Shared Voting Power | 0 | |
(7) Sole Dispositive Power | 904,600* | |
(8) Shared Dispositive Power | 0 |
(9) | Aggregate Amount Beneficially Owned by Each Reporting Person 904,600* |
(10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): ¨ |
(11) | Percent of Class Represented by Amount in Row (9) 5.0%* |
(12) | Type of Reporting Person (See Instructions) IA |
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Page 3 of 5 SEC Filing
CUSIP No. 82621J105 | ||
(1) | Names of Reporting Persons Peter S. Park | |
(2) | Check the Appropriate Box if a Member of a Group (See Instructions) | (a) ¨ (b) ¨ |
(3) | SEC Use Only | |
(4) | Citizenship or Place of Organization United States of America |
Number of Shares Beneficially Owned by Each Reporting Person With: | (5) Sole Voting Power | 904,600* |
(6) Shared Voting Power | 0 | |
(7) Sole Dispositive Power | 904,600* | |
(8) Shared Dispositive Power | 0 |
(9) | Aggregate Amount Beneficially Owned by Each Reporting Person 904,600* |
(10) | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): ¨ |
(11) | Percent of Class Represented by Amount in Row (9) 5.0%* |
(12) | Type of Reporting Person (See Instructions) IN |
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Page 4 of 5 SEC Filing
Exhibit | Page |
A. Joint Filing Agreement, dated as of January 22, 2016, by and between Park West Asset Management LLC and Peter S. Park. | 9 |
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Page 5 of 5 SEC Filing
/s/ | Peter S. Park | ||
Peter S. Park |
PARK WEST ASSET MANAGEMENT LLC | |||
By: | /s/ Grace Jimenez | ||
Name: Grace Jimenez Title: Chief Financial Officer |
9