13G Filing: Oaktree Capital Management and Stonemor Partners LP (STON)

ITEM 3.

IF THIS STATEMENT IS FILED PURSUANT TO SS.240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:

(a)

[__] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o)

(b)

[__] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c)

(c)

[__] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c)

(d)

[__] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)

(e)

[__] An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E)

(f)

[__] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F);

(g)

[__] A Parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G);

(h)

[__] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813)

(i)

[__] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3)

(j)

[__] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).

13G Filing: Oaktree Capital Management and Stonemor Partners LP (STON)

Published on November 7, 2017 at 12:16 pm by Insider Monkey Staff in Hedge Funds

Page 14 of 23 – SEC Filing

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