13G Filing: Oaktree Capital Management and Resource Capital Corp. (RSO)

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Page 5 of 19 – SEC Filing

CUSIP No. 76120W708
SCHEDULE 13G
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1
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Oaktree Capital Management, L.P.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)  o
(b)  o
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
3,076,044 (1)
6
SHARED VOTING POWER
0
7
SOLE DISPOSITIVE POWER
3,076,044 (1)
8
SHARED DISPOSITIVE POWER
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,076,044 (1)
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.8% (2)
12
TYPE OF REPORTING PERSON
PN

(1)
Solely in its capacity as the director of Oaktree Real Estate Debt Holdings, Ltd. and Oaktree Real Estate Debt Holdings II, Ltd., as the manager of Investin Pro RED Holdings, LLC and as the duly appointed investment manager of certain funds and accounts (the “Managed Entities”) that, in the aggregate, are the direct owners of (i) $17,479,000 principal amount of 4.50% Notes and (ii) $3,950,000 principal amount of 6.00%  Notes, which, taking (i) and (ii) together, would result in the issuance of 3,076,044 Shares, giving effect to the Ownership Cap.

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