13G Filing: Nokomis Capital and Transatlantic Petroleum Ltd. (TAT)

Page 5 of 7 SEC Filing


Item 2(d) Title of Class of Securities.

Common shares, par value $0.10 (the “Common
Stock”).

Item 2(e) CUSIP Number.

G89982113

Item 3 Reporting Person.

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether
the person filing is a:

(a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) x An investment advisor in accordance with §240.13d-1(b)(1)(ii)(E).
(f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
(g) x A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
(h) ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
(i) ¨ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
(j) ¨ Group, in accordance with §240.13d-1(b)(1)(ii)(J).
Item 4 Ownership.
(a) Nokomis Capital and Mr. Hendrickson are the beneficial owners of 4,394,083 shares of Common Stock. This amount consists of (i) 2,629,377 shares of Common Stock and (ii) 1,764,706 shares of Common Stock
receivable upon conversion of presently convertible notes.

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