13G Filing: Nantahala Capital Management and Arqule Inc (ARQL)

Page 3 of 7 SEC Filing

 

 

CUSIP No.  04269E107
(1) Names of reporting persons Wilmot B. Harkey
(2) Check the appropriate box if a member of a group (a)
(see instructions) (b)
(3) SEC use only
(4) Citizenship or place of organization USA
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power 0
(6) Shared voting power 9,668,880
(7) Sole dispositive power 0
(8) Shared dispositive power 9,668,880
(9) Aggregate amount beneficially owned by each reporting person 9,668,880
(10) Check if the aggregate amount in Row (9) excludes certain shares (see instructions)
(11) Percent of class represented by amount in Row (9) 13.4%
(12) Type of reporting person (see instructions) HC

 

 

 

 

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