Page 9 of 12 SEC Filing
Item 3. | If this Statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||
(a) | o | Broker or dealer registered under Section 15 of the Act; | |
(b) | o | Bank as defined in Section 3(a)(6) of the Act; | |
(c) | o | Insurance company as defined in Section 3(a)(19) of the Act; | |
(d) | o | Investment company registered under Section 8 of the Investment Company Act of 1940; | |
(e) | o | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); | |
(f) | o | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); | |
(g) | o | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); | |
(h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; | |
(j) | o | A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); | |
(k) | o | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
Item 4. | Ownership. | |||||
| Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | |||||
As of Jan 7 2015 | As of Dec 31 2015 | As of Jan 15 2016 | ||||
| (a) | Amount Beneficially Owned: | 309,226 | 500,207 | 696,738 | |
| (b) | Percent of Class: | 5.15% | 8.65% | 12.05% | |
| (c) | Number of shares as to which such person has: | ||||
| | (i) | sole power to vote or to direct the vote: | 0 | 0 | 0 |
| | (ii) | shared power to vote or to direct the vote: | 309,226 | 500,207 | 696,738 |
| | (iii) | sole power to dispose or to direct the disposition of: | 0 | 0 | 0 |
| | (iv) | shared power to dispose or to direct the disposition of: | 309,226 | 500,207 | 696,738 |