13G Filing: Mangrove Partners and Fifth Street Asset Management Inc. (FSAM)

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Nathaniel August‘s Mangrove Partners has disclosed its passive stake in Fifth Street Asset Management Inc (NASDAQ:FSAM) via a 13G filing with the Securities and Exchange Commission. According to the filing, Mangrove Partners owns 696,738 shares of Fifth Street Asset Management, which represent 12.05% of the company’s outstanding common stock. Mangrove held 497,739 shares of the company at the end of September, according to its last 13F filing.

You can access the original SEC filing by clicking here.

Ownership Summary Table

Name Sole Voting Power Shared Voting Power Sole Dispositive Power Shared Dispositive Power Aggregate Amount Owned Power Percent of Class
Mangrove Partners Master Fund, Ltd 98-1083428 01 696,738 01 696,738 696,738 12.05%
The Mangrove Partners Fund, L.P. 27-2067192 01 696,738 01 696,738 696,738 12.05%
Mangrove Partners Fund (Cayman), Ltd. 01 696,738 01 696,738 696,738 12.05%
Mangrove Partners 98-0652572 01 696,738 01 696,738 696,738 12.05%
Mangrove Capital 98-06252571 01 696,738 01 696,738 696,738 12.05%
Nathaniel August 01 696,738 01 696,738 696,738 12.05%

Page 1 of 12 SEC Filing



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. _)*
 
Fifth Street Asset Management Inc.
(Name of Issuer)
 
CLASS A COMMON STOCK
(Title of Class of Securities)
 
31679P109
 
 
(CUSIP Number)
 
 
January 7, 2015, December 31, 2015 and January 15, 2016
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
  o
Rule 13d-1(b)
 
 
 
  x
Rule 13d-1(c)
 
 
 
  o
Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


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