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13G Filing: Maltese Capital Management Lifts Stake in Xenith Bankshares, Inc. (XBKS) to 5%

Published on February 24, 2016 at 12:59 pm by Meena Krishnamsetty in Hedge Funds, News
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Page 4 of 8 SEC Filing

SCHEDULE 13G
CUSIP No.98410X105
Page 4 of 7 Pages
Item 1(a).                       Name of Issuer:
Xenith Bankshares, Inc.
Item 1(b).                       Address of Issuer’s Principal Executive Offices:
One James Center, 901 East Cary Street, Suite 1700, Richmond, Virginia 23219
Item 2(a).                        Name of Person Filing:
This statement is being filed by (i) Maltese Capital Management LLC, a New York limited liability company (“MCM”), and (ii) Terry Maltese, Managing Member of MCM, with respect to shares of Common Stock that each of the foregoing may be deemed to have a beneficial ownership. The foregoing persons are hereinafter sometimes referred to collectively as the “Reporting Persons”.
Item 2(b).              Address of Principal Business Office:
The address of the principal offices of each of MCM and the business address of Mr. Maltese is Maltese Capital Management LLC, 150 East 52nd Street, 30th Floor, New York, New York 10022.
Item 2(c). Citizenship:
Mr. Maltese is a U.S. Citizen.
Item 2(d). Title of Class of Securities:
Common Stock
Item 2(e). CUSIP Number:
98410X105
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
(a)
[ ]
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
(b)
[ ]
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)
[ ]
Insurance Company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)
[ ]
Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)
[X]
An investment adviser in accordance with Rule 240.13d-1(b)(1)(ii)(E);
(f)
[ ]
An employee benefit plan or endowment fund in accordance with Rule 240.13d-1(b)(1)(ii)(F);
(g)
[X]
A parent holding company or control person in accordance with Rule 240.13d-1(b)(1)(ii)(G);
(h)
[ ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
[ ]
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
[ ]
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(J).

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