Babcock & Wilcox Enterprises Inc (NYSE:BW): Jerome L. Simon’s Lonestar Capital Management filed an amended 13D.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Lonestar Partners | 0 | 3,264,000 | 0 | 3,264,000 | 3,264,000 | 7.4% |
Cottonwood Capital GP | 0 | 3,264,000 | 0 | 3,264,000 | 3,264,000 | 7.4% |
Lonestar Capital Management | 0 | 3,264,000 | 0 | 3,264,000 | 3,264,000 | 7.4% |
Jerome L. Simon | 0 | 3,264,000 | 0 | 3,264,000 | 3,264,000 | 7.4% |
Yedi Wong | 0 | 3,264,000 | 0 | 3,264,000 | 3,264,000 | 7.4% |
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Page 1 of 10 – SEC Filing
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
(Amendment No. )*
Babcock & Wilcox Enterprises, Inc. |
(Name of Issuer) |
Common Stock, par value $0.01 per share |
(Title of Class of Securities) |
05614L100 |
(Cusip Number) |
September 5, 2017 |
(Date of Event which Requires Filing of this Statement) |
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Page 2 of 10 – SEC Filing
CUSIP No. 05614L100 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Lonestar Partners, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,264,000 Shares, which is 7.4% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 3,264,000 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 3,264,000 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,264,000 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.4% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) PN |
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Page 3 of 10 – SEC Filing
CUSIP No. 05614L100 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Cottonwood Capital GP LLC | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,264,000 Shares, which is 7.4% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 3,264,000 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 3,264,000 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,264,000 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.4% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) OO |
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Page 4 of 10 – SEC Filing
CUSIP No. 05614L100 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Lonestar Capital Management LLC | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,264,000 Shares, which is 7.4% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 3,264,000 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 3,264,000 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,264,000 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.4% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IA, OO |
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Page 5 of 10 – SEC Filing
CUSIP No. 05614L100 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Jerome L. Simon | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,264,000 Shares, which is 7.4% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by him on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 3,264,000 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 3,264,000 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,264,000 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.4% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 6 of 10 – SEC Filing
CUSIP No. 05614L100 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Yedi Wong | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 3,264,000 Shares, which is 7.4% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by him on this cover page. | ||
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER -0- | |
6 | SHARED VOTING POWER 3,264,000 | ||
7 | SOLE DISPOSITIVE POWER -0- | ||
8 | SHARED DISPOSITIVE POWER 3,264,000 | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,264,000 | ||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] | ||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.4% | ||
12 | TYPE OF REPORTING PERSON (See Instructions) IN |
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Page 7 of 10 – SEC Filing
Item 1. | Issuer |
(a) | Name of Issuer |
(b) | Address of Issuer’s Principal Executive Offices |
Item 2. | Identity And Background |
(i) | Lonestar Partners, L.P., a Delaware limited partnership (“Lonestar“), with respect to the Shares held by it; |
(ii) | Cottonwood Capital GP LLC, a Delaware limited liability company (“Cottonwood“), the general partner of Lonestar, with respect to the Shares held by Lonestar; |
(iii) | Lonestar Capital Management LLC, a Delaware limited liability company (“LCM“), the investment adviser to Lonestar, with respect to the Shares held by Lonestar; |
(iv) | Jerome L. Simon (“Simon”), a United States citizen, a member of Cottonwood and the managing member of LCM, with respect to the Shares held by Lonestar; and |
(v) | Yedi Wong (“Wong“), a United States citizen, a member of Cottonwood and the chief financial officer of LCM, with respect to the Shares held by Lonestar. |
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Page 8 of 10 – SEC Filing
Item 3. | If This Statement Is Filed Pursuant To Sections 240.13d-1(b), Or 13d-2(b) Or (c), Check Whether The Person Filing Is An Entity Specified In (a) – (k): |
Item 4. | Ownership |
Item 5. | Ownership Of Five Percent Or Less Of A Class |
Item 6. | Ownership Of More Than Five Percent On Behalf Of Another Person |
Item 7. | Identification And Classification Of The Subsidiary Which Acquired The Security Being Reported On By The Parent Holding Company |
Item 8. | Identification And Classification Of Members Of The Group |
Item 9. | Notice Of Dissolution Of Group |
Item 10. | Certification |
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Page 9 of 10 – SEC Filing
/s/ Yedi Wong
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Page 10 of 10 – SEC Filing
/s/ Yedi Wong