13G Filing: Kingdon Capital and Applied Minerals Inc. (AMNL)

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Page 8 of 13 – SEC Filing

Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a)   Amount beneficially owned:

Kingdon Capital Management, L.L.C.: 18,587,783

M. Kingdon Offshore Master Fund L.P.: 18,587,783

Kingdon GP, LLC: 18,587,783

Mark Kingdon: 18,587,783

(b)   Percent of class:

Kingdon Capital Management, L.L.C.: 11.9%

M. Kingdon Offshore Master Fund L.P.: 11.9%

Kingdon GP, LLC: 11.9%

Mark Kingdon: 11.9%

(c)   Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote ,

Kingdon Capital Management, L.L.C.: 0

M. Kingdon Offshore Master Fund L.P.: 0

Kingdon GP, LLC: 0

Mark Kingdon: 0

(ii)   Shared power to vote or to direct the vote ,

Kingdon Capital Management, L.L.C.: 18,587,783

M. Kingdon Offshore Master Fund L.P.: 18,587,783

Kingdon GP, LLC: 18,587,783

Mark Kingdon: 18,587,783

(iii) Sole power to dispose or to direct the disposition of ,

Kingdon Capital Management, L.L.C.: 0

M. Kingdon Offshore Master Fund L.P.: 0

Kingdon GP, LLC: 0

Mark Kingdon: 0

(iv)   Shared power to dispose or to direct the disposition of .

Kingdon Capital Management, L.L.C.: 18,587,783

M. Kingdon Offshore Master Fund L.P.: 18,587,783

Kingdon GP, LLC: 18,587,783

Mark Kingdon: 18,587,783

Instruction:  For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).

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