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13G Filing: Kingdon Capital and Applied Minerals Inc. (AMNL)

Published on January 3, 2018 at 10:05 am by Insider Monkey Staff in Hedge Funds

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Page 8 of 13 – SEC Filing


Item 4.	Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)

Amount beneficially owned:*

Kingdon Capital Management, L.L.C.: 18,846,905

M. Kingdon Offshore Master Fund L.P.: 18,846,905

Kingdon GP, LLC: 18,846,905

Mark Kingdon: 18,846,905

* The number of shares beneficially owned by the reporting persons
has not changed since the prior Schedule 13G; however, due to an administrative error, the prior Schedule 13G misstated the number
of shares beneficially owned.

(b)

Percent of class:

Kingdon Capital Management, L.L.C.: 12.0%

M. Kingdon Offshore Master Fund L.P.: 12.0%

Kingdon GP, LLC: 12.0%

Mark Kingdon: 12.0%

	(c)	Number of shares as to which the person has:

		(i)	Sole power to vote or to direct the vote		,
			Kingdon Capital Management, L.L.C.: 0 M. Kingdon Offshore Master Fund L.P.: 0 Kingdon GP, LLC: 0 Mark Kingdon: 0
		(ii)	Shared power to vote or to direct the vote		,
			Kingdon Capital Management, L.L.C.: 18,846,905 M. Kingdon Offshore Master Fund L.P.: 18,846,905 Kingdon GP, LLC: 18,846,905 Mark Kingdon: 18,846,905
		(iii)	Sole power to dispose or to direct the disposition of		,
			Kingdon Capital Management, L.L.C.: 0 M. Kingdon Offshore Master Fund L.P.: 0 Kingdon GP, LLC: 0 Mark Kingdon: 0
		(iv)	Shared power to dispose or to direct the disposition of		.
			Kingdon Capital Management, L.L.C.: 18,846,905 M. Kingdon Offshore Master Fund L.P.: 18,846,905 Kingdon GP, LLC: 18,846,905 Mark Kingdon: 18,846,905

	Instruction: For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).

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OTCMKTS:AMNL SEC 13G Filing Kingdon Capital Applied Minerals Inc. (AMNL)