Immersion Corp (NASDAQ:IMMR): Christopher Zepf And Brian Thonn’s Kingdom Ridge Capital Master Fund, Ltd. filed an amended 13D.
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You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
Kingdom Ridge Capital Master Fund, Ltd | 0 | 2,755,000 | 0 | 2,755,000 | 2,755,000 | 9.41% |
Kingdom Ridge Capital | 0 | 2,761,000 | 0 | 2,761,000 | 2,761,000 | 9.44% |
Christopher Zepf | 0 | 2,761,000 | 0 | 2,761,000 | 2,761,000 | 9.44% |
Page 1 of 10 – SEC Filing
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON,
DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Immersion Corporation |
(Name of Issuer) |
Common Stock, $0.001 par value |
(Title of Class of Securities) |
452521107 |
(CUSIP Number) |
February 14, 2017 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate
the rule pursuant to which this Schedule is filed:
[_] Rule 13d-1(b)
[X] Rule 13d-1(c)
[_] Rule 13d-1(d)
__________
*The remainder of this cover page shall
be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder
of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of
1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
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Page 2 of 10 – SEC Filing
CUSIP No | 452521107 |
1. | NAME OF REPORTING PERSONS | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||
Kingdom Ridge Capital Master Fund, Ltd. | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
(a) [_] | ||
(b) [X] | ||
3. | SEC USE ONLY | |
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
Cayman Islands | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | ||
5. | SOLE VOTING POWER | |
0 | ||
6. | SHARED VOTING POWER | |
2,755,000 | ||
7. | SOLE DISPOSITIVE POWER | |
0 | ||
8. | SHARED DISPOSITIVE POWER | |
2,755,000 | ||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
2,755,000 | ||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
[_] | ||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
9.41% | ||
12. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO |
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Page 3 of 10 – SEC Filing
CUSIP No | 452521107 |
1. | NAME OF REPORTING PERSONS | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||
Kingdom Ridge Capital, LLC | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
(a) [_] | ||
(b) [X] | ||
3. | SEC USE ONLY | |
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
Delaware | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | ||
5. | SOLE VOTING POWER | |
0 | ||
6. | SHARED VOTING POWER | |
2,761,000 | ||
7. | SOLE DISPOSITIVE POWER | |
0 | ||
8. | SHARED DISPOSITIVE POWER | |
2,761,000 | ||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
2,761,000 | ||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
[_] | ||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
9.44% | ||
12. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO |
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Page 4 of 10 – SEC Filing
CUSIP No | 452521107 |
1. | NAME OF REPORTING PERSONS | |
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||
Christopher Zepf | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
(a) [_] | ||
(b) [X] | ||
3. | SEC USE ONLY | |
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | |
United States | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | ||
5. | SOLE VOTING POWER | |
0 | ||
6. | SHARED VOTING POWER | |
2,761,000 | ||
7. | SOLE DISPOSITIVE POWER | |
0 | ||
8. | SHARED DISPOSITIVE POWER | |
2,761,000 | ||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
2,761,000 | ||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |
[_] | ||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
9.44% | ||
12. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN |
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Page 5 of 10 – SEC Filing
CUSIP No | 452521107 |
Item 1. | (a). | Name of Issuer: | |
Immersion Corporation |
(b). | Address of Issuer’s Principal Executive Offices: | ||
50 Rio Robles San Jose, California 95134 | |||
Item 2. | (a). | Name of Person Filing: | |
Kingdom Ridge Capital Master Fund, Ltd. Kingdom Ridge Capital, LLC Christopher Zepf | |||
(b). | Address of Principal Business Office, or if None, Residence: | ||
Kingdom Ridge Capital Master Fund, Ltd. Gardenia Court, Suite 3307 45 Market Street, Camana Bay P.O. Box 896 Grand Cayman KY1-1103 Cayman Islands Kingdom Ridge Capital, LLC 81 Main Street, Suite 209 White Plains, New York 10601 United States of America Christopher Zepf | |||
c/o Kingdom Ridge Capital, LLC 81 Main Street, Suite 209 White Plains, New York 10601 United States of America |
(c). | Citizenship: | ||
Kingdom Ridge Capital Master Fund, Ltd. – Cayman Islands exempted Kingdom Ridge Capital, LLC – Delaware limited liability company Christopher Zepf – United States citizen | |||
(d). | Title of Class of Securities: | ||
Common Stock, $0.001 par value |
(e). | CUSIP Number: | ||
452521107 |
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Page 6 of 10 – SEC Filing
Item 3. | If This Statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a |
(a) | [_] | Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78c). |
(b) | [_] | Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c). |
(c) | [_] | Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c). |
(d) | [_] | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
(e) | [ ] | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | [_] | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | [ ] | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
(h) | [_] | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813); |
(i) | [_] | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | [_] | Group, in accordance with s.240.13d-1(b)(1)(ii)(J). |
Item 4. | Ownership. |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
(a) | Amount beneficially owned: | |
Kingdom Ridge Capital Master Fund, Ltd.: 2,755,000 Kingdom Ridge Capital, LLC: 2,761,000 Christopher Zepf: 2,761,000 |
(b) | Percent of class: | |
Kingdom Ridge Capital Master Fund, Ltd.: 9.41% Kingdom Ridge Capital, LLC: 9.44% Christopher Zepf: 9.44% |
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Page 7 of 10 – SEC Filing
(c) | Number of shares as to which Kingdom Ridge Capital Master Fund, Ltd. has: |
(i) | Sole power to vote or to direct the vote | 0 | , | ||
(ii) | Shared power to vote or to direct the vote | 2,755,000 | , | ||
(iii) | Sole power to dispose or to direct the disposition of | 0 | , | ||
(iv) | Shared power to dispose or to direct the disposition of | 2,755,000 | . |
Number of shares as to which Kingdom Ridge Capital, LLC has: |
(i) | Sole power to vote or to direct the vote | 0 | , | ||
(ii) | Shared power to vote or to direct the vote | 2,761,000 | , | ||
(iii) | Sole power to dispose or to direct the disposition of | 0 | , | ||
(iv) | Shared power to dispose or to direct the disposition of | 2,761,000 | . |
Number of shares as to which Christopher Zepf has:: |
(i) | Sole power to vote or to direct the vote | 0 | , | ||
(ii) | Shared power to vote or to direct the vote | 2,761,000 | , | ||
(iii) | Sole power to dispose or to direct the disposition of | 0 | , | ||
(iv) | Shared power to dispose or to direct the disposition of | 2,761,000 | . |
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the | |
N/A | |
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Page 8 of 10 – SEC Filing
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person. |
If any other person is known to have the right to receive or the | |
N/A | |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
If a parent holding company has filed this schedule, pursuant to | |
N/A | |
Item 8. | Identification and Classification of Members of the Group. |
If a group has filed this schedule pursuant | |
N/A | |
Item 9. | Notice of Dissolution of Group. |
Notice of dissolution of a group may be furnished | |
N/A | |
Item 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
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Page 9 of 10 – SEC Filing
SIGNATURE
After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
September 13, 2017 | |
Date | |
Kingdom Ridge Capital Master Fund, Ltd.* | |
By: /s/ Christopher Zepf | |
Name: Christopher Zepf | |
Title: Director | |
Kingdom Ridge Capital, LLC* | |
By: /s/ Christopher Zepf | |
Name: Christopher Zepf | |
Title: Managing Principal | |
CHRISTOPHER ZEPF* | |
/s/ Christopher Zepf |
*The Reporting Persons disclaim beneficial ownership in the shares
except to the extent of the Reporting Persons’ pecuniary interest therein.
The original statement shall be signed by each person on
whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized
representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority
to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs
the statement shall be typed or printed beneath his signature.
Note. Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits. See s.240.13d-7 for other parties for whom copies are to be sent.
Attention. Intentional misstatements or omissions of fact
constitute Federal criminal violations (see 18 U.S.C. 1001).
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Page 10 of 10 – SEC Filing
AGREEMENT
The undersigned agree that this Schedule
13G, dated September 13, 2017, relating to the Common Stock, $0.001 par value of Immersion Corporation shall be filed on behalf
of the undersigned.
September 13, 2017 | |
Date | |
Kingdom Ridge Capital Master Fund, Ltd. | |
By: /s/ Christopher Zepf | |
Name: Christopher Zepf | |
Title: Director | |
Kingdom Ridge Capital, LLC | |
By: /s/ Christopher Zepf | |
Name: Christopher Zepf | |
Title: Managing Principal | |
CHRISTOPHER ZEPF | |
/s/ Christopher Zepf |