13G Filing: Ken Griffin Takes Big Stake in Oclaro, Inc. (OCLR)

C.

Citadel GP LLC and Kenneth Griffin

(a)

CGP and Griffin may be deemed to beneficially own 6,837,082 shares of common stock.

(b)

The number of shares CGP and Griffin may be deemed to beneficially own constitutes approximately 5.8% of the common stock outstanding.

(c)

Number of shares as to which such person has:

(i)

sole power to vote or to direct the vote: 0

(ii)

shared power to vote or to direct the vote: 6,837,082

(iii)

sole power to dispose or to direct the disposition of: 0

(iv)

shared power to dispose or to direct the disposition of: 6,837,082

Item 5

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check
the following ¨.

Item 6

Ownership of More than Five Percent on Behalf of Another Person

Not Applicable

Item 7

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company

See Item 2 above

Item 8

Identification and Classification of Members of the Group

Not Applicable

Item 9

Notice of Dissolution of Group

Not Applicable

Item 10

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

13G Filing: Ken Griffin Takes Big Stake in Oclaro, Inc. (OCLR)

Published on February 22, 2016 at 1:48 pm by Meena Krishnamsetty in Hedge Funds, News

Page 9 of 10 SEC Filing

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