You can access the original SEC filing by clicking here.
Ownership Summary Table
Name | Sole Voting Power | Shared Voting Power | Sole Dispositive Power | Shared Dispositive Power | Aggregate Amount Owned Power | Percent of Class |
---|---|---|---|---|---|---|
KCG Americas | 1,189,489 | 1,189,489 | 1,189,489 | 12.90% |
Page 1 of 4 – SEC Filing
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* | | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
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Page 2 of 4 – SEC Filing
CUSIP No. | 106766108 | |||||
1. | | Name of reporting person I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) KCG Americas LLC 26-4219373 | ||||
2. | | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) ¨ | ||||
3. | | SEC Use only | ||||
4. | | Citizenship or place of organization Delaware | ||||
Number of shares beneficially owned by each reporting person with | | 5. | | Sole voting power | ||
1,189,489 | ||||||
| 6. | | Shared voting power Not applicable | |||
| 7. | | Sole dispositive power | |||
1,189,489 | ||||||
| 8. | | Shared dispositive power Not applicable | |||
9. | | Aggregate amount beneficially owned by each reporting person | ||||
1,189,489 | ||||||
10. | | Check box if the aggregate amount in Row (9) excludes certain shares* ¨ | ||||
11. | | Percent of class represented by amount in Row 9 | ||||
| | 12.90% | based on outstanding shares as reported on the issuer’s 10-Q filed with the SEC for the period ending March 31, 2017. | |||
12. | | Type of reporting person* BD |
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Page 3 of 4 – SEC Filing
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ITEM 1 | (a). | | Name of Issuer | | | | | |||
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| | | Breezer Ventures, Inc. | | | | | |||
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ITEM 1 | (b). | | Address of Issuer’s Principal Executive Offices | | | | | |||
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| | | San Francisco Bay, Torre 200, Apt 25D, Panama City, Panama | | | | | |||
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ITEM 2 | (a). | | Names of Persons Filing | | | | | |||
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| | | KCG Americas LLC | | | | | |||
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ITEM 2 | (b). | | Address of principal business office | | | | | |||
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| | | 300 Vesey Street, New York, NY 10282 | | | | | |||
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ITEM 2 | (c). | | Citizenship | | | | | |||
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| | | Delaware | | | | | |||
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ITEM 2 | (d). | | Title of Class of Securities | | | | | |||
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| | | Common Stock | | | | | |||
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ITEM 2 | (e). | | CUSIP Number | | | | | |||
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| | | 106766108 | | | | | |||
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ITEM 3. | If this statement is filed pursuant to Rules 13d-1(b), or 13(d)-2(b), check whether the person filing it is a: | | | |||||||
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| (a) | | x | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
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Page 4 of 4 – SEC Filing
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ITEM 4. | Ownership | | | | | ||
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(a) | Amount beneficially owned | | | | | ||
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| | 1,189,489 | | | | | |
| | | | | |||
(b) | Percent of class | | | | | ||
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| | 12.90 % | | | | | |
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(c) | Number of shares as to which such person has: | | | | | ||
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| | (i) | sole power to vote or to direct the vote | | | | |
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| | | 1,189,489 | | | | |
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| | (ii) | shared power to vote or to direct the vote | | | | |
| | | | | | ||
| | | Not applicable | | | | |
| | | | | | ||
| | (iii) | sole power to dispose or to direct the disposition of | | | | |
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| | | 1,189,489 | | | | |
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| | (iv) | shared power to dispose or to direct the disposition of | | | | |
| | | | | | ||
| | | Not applicable | | | | |
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ITEM 5. | Ownership of Five Percent or Less of a Class | | | ||||
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Not applicable | | | |||||
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ITEM 6. | Ownership of More than Five Percent on Behalf of Another Person | | | | | ||
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Not applicable | | | | | |||
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ITEM 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company | ||||||
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Not applicable. | |||||||
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ITEM 8. | Identification and Classification of Members of the Group | | | | | ||
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Not applicable. | | | | | |||
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ITEM 9. | Notice of Dissolution of Group | | | | | ||
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Not applicable. | | | | | |||
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ITEM 10. | Certification | | | | | ||
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | | | | | |||
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After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. | | | | |
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KCG Americas LLC | ||
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By: | | /s/ Christy Oeth |
| | Christy Oeth |
| | Chief Compliance Officer |