13G Filing: Jayhawk Capital Management, L.l.c. and China Cord Blood Corp (NYSE:NYSE: CO)

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Page 8 of 12 – SEC Filing

CUSIP No.
698659109
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Kent C McCarthy Revocable Trust dated October 24, 2003
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)
(b)☒
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Kansas
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5
SOLE VOTING POWER
0
6
SHARED VOTING POWER
230,000
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
230,000
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
230,000 (see Item 4)
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
Not Applicable
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.32%*
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
* Percent of class is based on 73,003,248 outstanding shares of common stock, par value $0.0001 per share as of September 30, 2016 as reported by China Cord Blood Corporation on its Form 6-K filed on February 24, 2017.

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