13G Filing: James E. Flynn and Neos Therapeutics Inc (NEOS)

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Page 10 of 18 – SEC Filing

CUSIP No. 64052L106 13G Page 10
of 15
Item 1(a). Name of Issuer:

Neos Therapeutics, Inc.

Item 1(b). Address of Issuer’s Principal Executive Offices:

2940
N. Highway 360

Grand Prairie, TX 75050

Item 2(a). Name of Person Filing:
James E. Flynn, Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Management Company, L.P., Deerfield Partners, L.P.,
Deerfield International Master Fund, L.P. and Deerfield Special Situations Fund, L.P. and Deerfield Private Design Fund III,
L.P.
Item 2(b). Address of Principal Business Office, or if None, Residence:
James E. Flynn, Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield Management Company, L.P., Deerfield Partners, L.P.,
Deerfield International Master Fund, L.P., Deerfield Special Situations Fund, L.P., and Deerfield Private Design Fund III,
L.P., 780 Third Avenue, 37th Floor, New York, NY 10017
Item 2(c). Citizenship:

Deerfield Mgmt, L.P., Deerfield Mgmt III, L.P., Deerfield
Management Company, L.P., Deerfield Private Design Fund III, L.P., Deerfield Special Situations Fund, L.P. and Deerfield Partners,
L.P. – Delaware limited partnerships;

Deerfield International Master Fund, L.P. –
British Virgin Islands limited partnership;

James E. Flynn – United States citizen

Item 2(d). Title of Class of Securities:

Common Stock

Item 2(e). CUSIP Number:
64052L106
Item 3.

If This Statement is Filed Pursuant to
Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

(a)

Broker or dealer registered under Section 15 of the
Exchange Act.

(b) Bank as defined in Section 3(a)(6) of the Exchange Act.
(c)

Insurance company as defined in Section 3(a)(19) of
the Exchange Act.

(d)

Investment company registered under Section 8 of the
Investment Company Act.

(e) An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f)

An employee benefit plan or endowment fund in accordance
with Rule 13d-1(b)(1)(ii)(F);

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