13G Filing: James E. Flynn and Natera Inc. (NTRA)

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)

Amount beneficially owned**:

Deerfield Mgmt, L.P. – 2,779,715 shares

Deerfield Management Company, L.P. – 2,779,715
shares

Deerfield Partners, L.P. – 1,798,476 shares

Deerfield International Master Fund, L.P. –
981,239 shares

James E. Flynn – 2,779,715 shares

(b)

Percent of class**:

Deerfield Mgmt, L.P. – 5.17%

Deerfield Management Company, L.P. – 5.17%

Deerfield Partners, L.P. – 3.34%

Deerfield International Master Fund, L.P. –
1.82%

James E. Flynn – 5.17%

(c)

Number of shares as to which such person has**:

(i)

Sole power to vote or to direct the vote

All Reporting Persons 0

(ii)

Shared power to vote or to direct the vote

Deerfield
Mgmt, L.P. – 2,779,715

Deerfield
Management Company, L.P. – 2,779,715

Deerfield
Partners, L.P. – 1,798,476

Deerfield
International Master Fund, L.P. – 981,239

James
E. Flynn – 2,779,715

(iii)

Sole power to dispose or to direct the disposition of

All Reporting Persons – 0

(iv)

Shared power to dispose or to direct the disposition
of

Deerfield
Mgmt, L.P. – 2,779,715

Deerfield
Management Company, L.P. – 2,779,715

Deerfield
Partners, L.P. – 1,798,476

Deerfield
International Master Fund, L.P. – 981,239

James
E. Flynn – 2,779,715


(j)	☐	A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);

(k)	☐	Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

13G Filing: James E. Flynn and Natera Inc. (NTRA)

Published on December 12, 2017 at 12:50 pm by Insider Monkey Staff in Hedge Funds

Page 8 of 13 – SEC Filing

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