13G Filing: James E. Flynn and Lannett Co Inc (LCI)

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)

Amount beneficially owned**:

Deerfield Mgmt, L.P. – 3,087,587 shares

Deerfield Management Company, L.P. – 3,087,587
shares

Deerfield Partners, L.P. – 1,997,669 shares

Deerfield International Master Fund, L.P. –
1,089,918 shares

James E. Flynn – 3,087,587 shares

(b)

Percent of class**:

Deerfield Mgmt, L.P. – 8.28%

Deerfield Management Company, L.P. – 8.28%

Deerfield Partners, L.P. – 5.36%

Deerfield International Master Fund, L.P. –
2.92%

James E. Flynn – 8.28%

(c)

Number of shares as to which such person has**:

(i)

Sole power to vote or to direct the vote:

All Reporting Persons 0

(ii)

Shared power to vote or to direct the vote:

Deerfield Mgmt, L.P. – 3,087,587

Deerfield Management Company, L.P. – 3,087,587

Deerfield Partners, L.P. – 1,997,669

Deerfield International Master Fund, L.P. – 1,089,918

James E. Flynn – 3,087,587

(iii)

Sole power to dispose or to direct the disposition of:

All Reporting Persons – 0

(iv)

Shared power to dispose or to direct the disposition
of:

Deerfield Mgmt, L.P. – 3,087,587

Deerfield Management Company, L.P. – 3,087,587

Deerfield Partners, L.P. – 1,997,669

Deerfield International Master Fund, L.P. – 1,089,918

James E. Flynn – 3,087,587


(j)	☐	A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);

(k)	☐	Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

13G Filing: James E. Flynn and Lannett Co Inc (LCI)

Published on November 7, 2017 at 10:39 am by Insider Monkey Staff in Hedge Funds

Page 8 of 13 – SEC Filing

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