13G Filing: James E. Flynn and Ardelyx Inc. (ARDX)

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a)

Amount beneficially owned**:

Deerfield Mgmt, L.P. – 2,746,480 shares

Deerfield Management Company, L.P. – 2,746,480 shares

Deerfield Special Situations Fund, L.P. – 402,832
shares

Deerfield Partners, L.P. – 1,382,752 shares

Deerfield International Master Fund, L.P. – 960,896
shares

James E. Flynn – 2,746,480 shares

(b)

Percent of class**:

Deerfield Mgmt, L.P. – 5.79%

Deerfield Management Company, L.P. – 5.79%

Deerfield Special Situations Fund, L.P. –
0.85%

Deerfield Partners, L.P. – 2.91%

Deerfield International Master Fund, L.P. –
2.03%

James E. Flynn – 5.79%

(c)

Number of shares as to which such person has**:

(i)

Sole power to vote or to direct the vote:

All Reporting Persons 0

(ii)

Shared power to vote or to direct the vote:

Deerfield
Mgmt, L.P. – 2,746,480

Deerfield
Management Company, L.P. – 2,746,480

Deerfield
Special Situations Fund, L.P. – 402,832

Deerfield
Partners, L.P. – 1,382,752

Deerfield
International Master Fund, L.P. – 960,896

James
E. Flynn – 2,746,480

(iii)

Sole power to dispose or to direct the disposition of:

All Reporting Persons – 0

(iv)

Shared power to dispose or to direct the disposition
of:

Deerfield
Mgmt, L.P. – 2,746,480

Deerfield
Management Company, L.P. – 2,746,480

Deerfield
Special Situations Fund, L.P. – 402,832

Deerfield
Partners, L.P. – 1,382,752

Deerfield
International Master Fund, L.P. – 960,896

James
E. Flynn – 2,746,480


(j)	☐	A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);

(k)	☐	Group, in accordance with Rule 13d-1(b)(1)(ii)(K).

13G Filing: James E. Flynn and Ardelyx Inc. (ARDX)

Published on September 11, 2017 at 9:47 am by Insider Monkey Staff in Hedge Funds

Page 9 of 14 – SEC Filing

Follow Ardelyx Inc. (NASDAQ:ARDX)

Follow Ardelyx Inc. (NASDAQ:ARDX)

AI Fire Sale: Insider Monkey’s #1 AI Stock Pick Is On A Steep Discount

Published on October 30, 2024 at by Inan Dogan, PhD

A New Dawn is Coming to U.S. Stocks

Published on November 16, 2024 at by Insider Monkey Staff