13G Filing: Indaba Capital Management and Emergent Capital, Inc. (EMG)

Page 5 of 9 SEC Filing

Schedule 13G
 Item 1.
                   
 
(a)
Name of Issuer
   
 
 
Emergent Capital, Inc. (the “Issuer”)
 
   
 
(b)
Address of Issuer’s Principal Executive Offices
 
 
 
5355 Town Center Road, Suite 701, Boca Raton, Florida 33486
 
Item 2.
                           
 
(a)
Name of Person Filing
   
 
 
This Schedule 13G is being filed jointly on behalf of:
(i) Indaba Capital Management, L.P., a Delaware limited partnership (the “Investment Manager”),
(ii) IC GP, LLC, a Delaware limited liability company, and the Investment Manager’s sole general partner (“IC GP”), and
(iii)  Derek C. Schrier, a United States citizen and the Managing Member of IC GP (the “Managing Member” and, collectively with the Investment Manager and IC GP, the “Reporting Persons”).
 
 
 
(b)
Address of Principal Business office or, if None, Residence
 
 
 
The business address of each of the Reporting Persons is One Letterman Drive, Building D, Suite DM700, San Francisco, California 94129, USA.
 
 
 
(c)
Citizenship:
   
 
 
The Investment Manager is a Delaware limited partnership, IC GP is a Delaware limited liability company and the Managing Member is a United States citizen.
 
 
 
(d)
Title of Class Securities:
   
 
 
Common Stock, par value $0.01 per share (“Common Stock”)
 
 
 
(e)
CUSIP Number:
   
 
 
29102N105
   
 
   
Item 3.
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
         
 
(a)
[  ]
 
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78c).
 
         
 
(b)
[  ]
 
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

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