13G Filing: Highbridge Capital Management and Mosaic Acquisition Corp. (MOSC.UN)

Page 6 of 8 – SEC Filing

 

(ii)         Shared
power to vote or to direct the vote

 

See
Item 4(a)

(iii)         Sole
power to dispose or to direct the disposition of

0

(iv)        Shared
power to dispose or to direct

the
disposition of

 

See Item 4(a)

 

Item
5.
OWNERSHIP
OF FIVE PERCENT OR LESS OF A CLASS.
   
  Not
applicable.
   
Item
6.
OWNERSHIP
OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
   
  Not
applicable.
   
Item
7.
IDENTIFICATION
AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
   
  Not
applicable.
   
Item
8.
IDENTIFICATION
AND CLASSIFICATION OF MEMBERS OF THE GROUP.
   
  Not
applicable.
   
Item
9.
NOTICE
OF DISSOLUTION OF GROUP.
   
  Not
applicable.
   
Item
10.
CERTIFICATION.
  Each
Reporting Person hereby makes the following certification:
   
  By
signing below the Reporting Person certifies that, to the best of its knowledge and belief, the securities referred to above
were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in connection with or as a participant in any transaction having
that purpose or effect.

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