13G Filing: Highbridge Capital Management and Mosaic Acquisition Corp. (MOSC.UN)

1

NAMES
OF REPORTING PERSONS

Highbridge
Capital Management, LLC

2

CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)
☐

(b)
☐

3

SEC
USE ONLY

4

CITIZENSHIP
OR PLACE OF ORGANIZATION

State
of Delaware

NUMBER
OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH

5

SOLE
VOTING POWER

0

6

SHARED
VOTING POWER

2,850,000 Class A Ordinary Shares

7

SOLE
DISPOSITIVE POWER

0

8

SHARED
DISPOSITIVE POWER

2,850,000 Class A Ordinary Shares

9

AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,850,000 Class A Ordinary Shares

10

CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

☐

11

PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

8.26%

12

TYPE
OF REPORTING PERSON

IA,
OO

Page 2 of 8 – SEC Filing

1	NAMES OF REPORTING PERSONS Highbridge Capital Management, LLC
2	CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP		(a) ☐ (b) ☐
3	SEC USE ONLY
4	CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH	5	SOLE VOTING POWER 0
	6	SHARED VOTING POWER 2,850,000 Class A Ordinary Shares
	7	SOLE DISPOSITIVE POWER 0
	8	SHARED DISPOSITIVE POWER 2,850,000 Class A Ordinary Shares
9	AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,850,000 Class A Ordinary Shares
10	CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES			☐
11	PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.26%
12	TYPE OF REPORTING PERSON IA, OO